# PROFOR SECURITIES, LLC X-17A-5 (2026-03-30) — Broker-dealer annual report

- Company: PROFOR SECURITIES, LLC
- Form: X-17A-5
- Filed: 2026-03-30
- Period: 2025-12-31
- Accession: 0001330373-26-000002
- CIK: 1330373
- File #: 8-66974
- Type: Broker-dealer
- Material weakness: No
- Auditor: Ferrara, Joseph
- Auditor location: Hamilton, NJ
- Contact: PATRICK O'MEARA
- Phone: 6465417621
- Signed by: Patrick J. O'Meara (Executive Rep, CCO)

Original filing: https://www.sec.gov/Archives/edgar/data/1330373/000133037326000002/profor_2025.pdf

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| UNITED STATES                                                                                                                                                                                                                                                                                                                                      | OMB Number: 3235-0123<br>OMBARPPROIVA                                              |
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| SUNTIES AND EXCHANDE COMMISSION<br>Weshington, D.C. 20549                                                                                                                                                                                                                                                                                          | and parties responses:<br>istingled average burbee<br>Expires: Nov. 30, 2026<br>了! |
| MUNICAL REPORTIS                                                                                                                                                                                                                                                                                                                                   | SEC FILE NUMBER                                                                    |
| C-ATI-X MAGA                                                                                                                                                                                                                                                                                                                                       | -669974                                                                            |
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| מחקן/מת/מא                                                                                                                                                                                                                                                                                                                                         | YYOQ/WIN                                                                           |
| D<br>ИОПАЗИТИЗОГ ПИАЯТСЮЗЯ                                                                                                                                                                                                                                                                                                                         |                                                                                    |
| :MAFF O BMAN<br>Profotor<br>Securities,<br>LLC (dbsa Profor Advisors)                                                                                                                                                                                                                                                                              |                                                                                    |
| A Broker-dealer<br>: < < < < < < < < < < < < < < < < < <<br>check here it respondent is also an OTC derivatives dese<br>L Security-based swap dealer<br>L Major security-based swap participant                                                                                                                                                    |                                                                                    |
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| 800 Westchester Ave, Suite 641-14                                                                                                                                                                                                                                                                                                                  |                                                                                    |
| ಕಾಗಿ<br>n məni<br>107533<br>(No. and Street)                                                                                                                                                                                                                                                                                                       |                                                                                    |
| Brook,<br>(City)<br>(91615)                                                                                                                                                                                                                                                                                                                        | (Zip Code)                                                                         |
| A SERT OF CRASSER HTIW TOATHOS OT MOSSES                                                                                                                                                                                                                                                                                                           |                                                                                    |
| Portifick<br>J. O'Meara<br>646-202-2969                                                                                                                                                                                                                                                                                                            | playprofororady/sors.com                                                           |
| (Name)<br>(Area Code - Telephones Number)<br>(Email Address)                                                                                                                                                                                                                                                                                       |                                                                                    |
| ਾ ਦ<br>OD START IDENT IDEATHOODCA                                                                                                                                                                                                                                                                                                                  |                                                                                    |
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| Fransis<br>old Ado                                                                                                                                                                                                                                                                                                                                 |                                                                                    |
| 100 Horizon Center Blvd<br>(Mame<br>- if institution, state fast, first, and middle names<br>Hamilton<br>11                                                                                                                                                                                                                                        | 16980                                                                              |
| (ssenbbA)<br>(ViJ)<br>(State)                                                                                                                                                                                                                                                                                                                      | Zip Code)                                                                          |
| 21712024<br>69% /                                                                                                                                                                                                                                                                                                                                  |                                                                                    |
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### OTTAMATION AFFIRMATION

Patrick J. O'Meara

(2102ivbA 1019 800) 211 2019 2019 10:09 10/079 10 11:11 10 11/11/219 11/09 11/09/11/2 December 31 the responsible to the sected on to the section the not results as of

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#### **Profor Securities, LLC (SEC I.D. No. 8-66974)**

**Report Pursuant to Rule 17a-5 of**

**The Securities and Exchange Commission**

*Financial Statements and Supplemental Schedules*

**As of and for the Year Ended December 31, 202** 

**(Including Report of Independent Registered Public Accounting Firm)**

**statement of financial condition is bound separately has been filed simultaneously herewith as a Public Document. This report is deemed CONFIDENTIAL in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. A**

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#### **'FSSBSB\$1"**

+RUL]RQ&HQWHU%OYG Hamilton, NJ 0869 **Tel:** 609- **)D[**

# REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

**Profor Securities, LLC** To: The Member

### **Opinion on the Financial Statements**

December 31, 202 I have audited the accompanying statement of financial condition of Profor Securities, LLC as of , and the related statements of operations, changes in member equity and cash Profor Securities, LLC as of December 31, 202 opinion, the financial statements present fairly, in all material respects, the financial position of Act of 1934 and the related notes (collectively referred to as the financial statements). In my flows for the year then ended, that are filed pursuant to Rule 17a-5 under the Securities Exchange and its results of operations and its cash flows for the year then ended in conformity with accounting principles generally accepted in the United States of America.

### **Basis for Opinion**

These financial statements are the responsibility of Profor Securities, LLC's management. My responsibility is to express an opinion on Profor Securities, LLC's financial statements based on regulations of the Securities and Exchange Commission and the PCAOB Securities, LLC in accordance with the U.S. federal securities laws and the applicable rules and Board (United States) (PCAOB) and I am required to be independent with respect to Profor my audit. I am a public accounting firm registered with the Public Company Accounting Oversight .

error or fraud, and performing procedures that respond to procedures to assess the risks of material misstatement of the financial statements, whether due to are free of material misstatement, whether due to error or fraud. My audit included performing I plan and perform the audit to obtain reasonable assurance about whether the financial statements I conducted my audit in accordance with the standards of the PCAOB. Those standards require that those risks. Such procedures included estimates made by management, as well statements. My audit also included evaluating the accounting principles used and significant examining, on a test basis, evidence regarding the amounts and disclosures in the financial as evaluating the overall presentation of the financial statements. I believe that my audit provides a reasonable basis for my opinion.

### **Supplemental Information**

Requirements Under SEC Rule 15c3-3 ( Identification of Reserve Requirements and Information Relating to Possession or Control The Schedule I, Computation of Net Capital Under SEC Rule 15c3-1, Schedule II, Computation for *exemption)* has been subjected to audit procedures performed in conjunction with the audit of Profor Securities, LLC's financial statements.

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§240.17a-5. In my opinion, the Schedule I, Co supplemental information, including its form and content, is presented in conformity with 17 C.F.R. information. In forming my opinion on the supplemental information, I evaluated whether the procedures to test the completeness and accuracy of the information presented in the supplemental financial statements or the underlying accounting and other records, as applicable, and performing audit procedures included determining whether the supplemental information reconciles to the The supplemental information is the responsibility of Profor Securities, LLC's management. My mputation of Net Capital Under SEC Rule 15c3-1, Possession or Control Requirements Under SEC Rule 15c3-3 ( Schedule II Computation for Identification of Reserve Requirements and Information Relating to *exemption)* is fairly stated, in all material respects, in relation to the financial statements as a whole.

*)HUUDUD&3\$*

I have served as Profor Securities, LLC's auditor since 20.

)HUUDUD CPA March Hamilton, New Jersey , 202

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#### **PROFOR SECURITIES, LLC** STATEMENT OF FINANCIAL CONDITION December 31, 2025

#### **ASSETS**

| Current Liabilities<br>Accounts payable and accrued expenses | LIABILITIES AND MEMBER EQUITY | Total Assets<br>Security deposits | Current Assets<br>Total Current Assets<br>Prepaid Expenses<br>CRD Deposit<br>Cash |
|--------------------------------------------------------------|-------------------------------|-----------------------------------|-----------------------------------------------------------------------------------|
| \$                                                           |                               | \$                                | \$                                                                                |
| 27,243                                                       |                               | 253,398<br>5,200                  | 248,198<br>245,776<br>2,337<br>85                                                 |

| Total Liabilities and Member Equity | Total Member Equity | Member loss<br>Member capital | Member Equity | Commitments and Contingencies (Note 7) | Current Liabilities<br>Accounts payable and accrued expenses |
|-------------------------------------|---------------------|-------------------------------|---------------|----------------------------------------|--------------------------------------------------------------|
| \$                                  |                     |                               |               |                                        | \$                                                           |
| 253,398                             | 226,155             | (129,426)<br>355,581          |               |                                        | 27,243                                                       |

See accompanying notes to financial statements.

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#### **PROFOR SECURITIES, LLC** STATEMENT OF OPERATIONS Year Ended December 31, 2025

#### **REVENUES**

| \$<br>(129,426) | Net Loss                 |
|-----------------|--------------------------|
| 8,781,275       | Total Expenses           |
| 6,624           | Income taxes             |
| 47,976          | General & administrative |
| 93,802          | Travel & entertainment   |
| 45,582          | Regulatory fees          |
| 101,998         | Professional fees        |
| 7,324,781       | Commissions expense      |
| 1,160,512       | Payroll & Compensation   |
|                 | OPERATING EXPENSES       |
| 8,651,849       | Total Revenue            |
| \$<br>8,651,849 | Fee Income               |

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#### **PROFOR SECURITIES, LLC** STATEMENT OF CHANGES IN MEMBER EQUITY Year Ended December 31, 2025

See accompanying notes to financial statements.

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#### **PROFOR SECURITIES, LLC** STATEMENT OF CASH FLOWS Year Ended December 31, 2025

### **Cash flows from operating activities**

| Net Loss                                                          | \$<br>(129,426)    |
|-------------------------------------------------------------------|--------------------|
| Cash Provided By Operating Activities:                            |                    |
| Decrease (Increase ) in Operating Assets:                         |                    |
| Fee Receivable<br>Prepaid assets                                  | 300,000<br>(1,954) |
| Accounts Payable<br>Increase (Decrease) in Operating Liabilities: | 5,749              |
| Net cash provided by operating activities                         | 174,369            |
| Net increase in cash                                              | 174,369            |
| Cash, Beginning of year                                           | 71,407             |
| Cash, End of year                                                 | \$<br>245,776      |
| Supplemental Disclosures                                          |                    |

 Cash paid for interest - Cash paid for income taxes -

See accompanying notes to financial statements.

{9}------------------------------------------------

Notes to Financial Statements

December 31, 2025

### **1 Organization and Nature of Business**

company located in Rye Brook, New York. The Co Profor Securities, LLC, dba Profor Advisors (the "Company"), is a New York limited liability mpany is a broker-dealer registered with the SEC and is a member of the Financial Industry Regulatory Authority - FINRA and the Securities Investor Protection Corporation - SIPC.

offerings to a global investor base. The Co The Company is a financial services firm specializing in the placement of alternative investment mpany primarily focuses on raising capital among institutional investors. The Company holds no customer funds or securities and does not participate in the underwriting of Securities. Accordingly, the Company claims exemption from the requirements of Rule 15c3-3 under Section (k)(2)(i) of the rule.

### **2 Significant Accounting Policies**

### *(a) Basis of Presentation*

principles generally accepted in the United Stat The financial statements and accompanying notes are prepared in accordance with accounting es of America ("U.S. GAAP") unless otherwise disclosed.

#### *(b) Use of Estimates*

The preparation of financial statements in conformity with generally accepted accounting financial statements and the re amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the principles requires management to make estimates and assumptions that affect the reported ported amounts of revenue and expenses during the reporting period. Actual results could differ from those estimates.

#### *(c) Statement of Cash Flows*

For purposes of the statement of cash flows the Company has defined cash equivalents as highly liquid investments, with original maturities of less than three months, that are not held for sale in the ordinary course of business. The company has adopted the indirect method of presenting the cash equivalents at December 31, 2025. statement of cash flows in accordance with current authoritative pronouncements. There were no The Company's cash is held by WZR financial institutionV and is insured by the Federal Deposit Insurance Corporation.

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Notes to Financial Statements

December 31, 2025

*Note 2. Significant Accounting Policies (continued)* 

*(d) Depreciation*

There was no depreciation during the year 2025.

*(e) Prepaid FINRA fees*

Represents a refund of fees paid previously in the year.

*(f) Revenue Recognition*

Accounting Standard s Codification 606, ("ASC ("ASU") No. 2014-09, Revenue from Contracts with Customers (the "new revenue standard" or We adopted Financial Accounting Standards Board ("FASB") Accounting Standards Update 606")) effective January 1, 2018. There were no material changes in our revenue recognition policies as a result of the new standard.

The Company recognizes revenue from fees in the period received or when performance is substantially complete, or cash received.

Accounts receivable are reviewed monthly for collectability and any amounts deemed uncollectable are written off to bad debt expense.

*(g) Income Taxes*

Corporation pursuant to section 1362 of the Internal The Company is a limited liability company that has made an election to be treated as an S- Revenue Code. In lieu of corporation income taxes, the shareholders of an S-Corporation are taxed on their proportionate share of the included in the financial statements. The Company' Company's taxable income. Therefore, no provision or liability for federal income taxes has been s tax returns and the amount of income or loss allocable to each shareholder are subject to examination by federal and state taxing authorities. In the event of an examination of the Company's tax return, the tax liability of the shareholders could be changed if an adjustment in the Company's income or loss is ultimately determined by the taxing authorities.

The Company is subject to the New York State Fr anchise and New York City General Corporation taxes that, at a minimum, impose tax based on capital.

Certain transactions of the Comp any may be subject to accounting methods for federal and state income tax purposes which differ significantly from the accounting methods used in preparing the financial statements. Accordingly, the net income or loss of the Company and the resulting

{11}------------------------------------------------

Notes to Financial Statements

December 31, 2025

## *Note 2. Significant Accounting Policies (continued)*

balances in the shareholders capital account reported for federal and state income tax purposes may differ from the balances reported for those same items in these financial statements.

The Company recognizes and measures its unrecognized tax benefits in accordance with ASC Topic 740, Income Taxes. Under that guidance the Company assesses the likelihood, based on circumstances and information available at th their technical merit, that tax positions will be sustained upon examination based on the facts, e end of the financial reporting period. The an event occurs that requires a change. measurement of unrecognized tax benefits is adjusted when new information is available, or when

Management has determined that the Company has no uncertain tax positions that would require financial statement recognition at December 31, 2025. This determination will always be subject U.S. federal and state income tax audits for all years subsequent to 20 to ongoing evaluation as facts and circumstances may require. The Company remains subject to .

In addition, no income tax related penalties or interest have been recorded for the year ended December 31, 2025.

#### *(h) Fair Value Hierarchy*

FASB ASC 820 defines fair value, establishes a framework for measuring fair value, and establishes a fair value hierarchy which prioritizes the inputs to valuation techniques. Fair value transaction between market participants at th is the price that would be received to sell an asset or paid to transfer a liability in an orderly e measurement date. A fair value measurement Valuation techniques that are consistent with the ma for the asset or liability or, in the absence of a principal market, the most advantageous market. assumes that the transaction to sell the asset or transfer the liability occurs in the principal market rket, income or cost approach, as specified by FASB ASC 820, are used to measure fair value.

The fair value hierarchy prioritizes the inputs to valuation techniques used to measure fair value into three broad levels:

 *Level 1.* Quoted prices (unadjusted) in active markets for identical assets or liabilities that the Company has the ability to access at the measurement date.

 *Level 2.* Inputs other than quoted prices included in Level 1 that are observable for the assets or liability either directly or indirectly.

 *Level 3.* Inputs are unobservable for the assets or liability.

{12}------------------------------------------------

### Notes to Financial Statements

December 31, 2025

## *Note 2. Significant Accounting Policies (continued)*

The availability of observable inputs can vary from security to security and is affected by a wide variety of factors, including, for example, the type of security, the liquidity of markets, and other characteristics particular to the security. To the extent the valuation is based on models or inputs that are less observable or unobservable in the market, the determination of fair value requires more judgment. Accordingly, the degree of judgment exercised in determining the fair value is greatest for instruments categorized in level 3.

The inputs used to measure fair value may fall into different levels of the fair value hierarchy. In the fair value measurement in its entirety. measurement falls in its entirety is determined based on the lowest level input that is significant to such cases, for disclosure purposes, the level in the fair value hierarchy within which the fair value

For further discussion of fair value, see "Note 6 Fair Value".

*(i) Significant Credit Risk*

During 2025, fees received from four funds totaled approximately 10.0% of fee income. There is no guarantee of future revenue from these funds.

### **3 Net Capital Requirements**

The Company is subject to the SEC Uniform Net Capital Rule (SEC Rule 15c3-1), which requires net capital, both as defined, shall not exceed 15 to the maintenance of minimum net capital and requires that the ratio of aggregate indebtedness to 1 (and the rule of the "applicable" exchange also provides that equity capital may not be withdrawn or cash dividends paid if the resulting net capital ratio would exceed 10 to 1). At December 31, 2025, the Company had net capital of \$218,533 which was \$ 213,533 in excess of its required minimum net capital of \$ 5,000 The Company's net capital ratio was 12.47%.

notification and other requirements of Advances to affiliates, contributions, distributions and other withdrawals are subject to certain Rule 15c3-1 and other regulatory rules.

The Company is registered with FINRA as a broker dealer exempt from SEC Rule 15c3-3 under Section (k)(2)(i). Therefore it is not subject to possession or control requirements under SEC Rule 15c3-3 and is not required to compute 15c3-3 reserve requirements.

{13}------------------------------------------------

Notes to Financial Statements

December 31, 2025

#### **4 Leases**

The Company currently conducts its operations fro m facilities that are leased under an Office Service Agreement on a month to month basis for approximately \$2,300 per month. Rental expense for the year ended December 31, 2025 was \$27,733.

### **5 Credit Risk and Concentrations**

The Company maintains its cash in a bank deposit acc ount at two financial institutions that at times may exceed federally insured limits. The Company has not experienced any losses on these accounts and believes it is not subject to any significant credit risk. As of December 31, 2025, there were no cash equivalent balances held in any accounts that were not fully insured.

### **6 Fair Value**

Cash and cash equivalents, accounts payable and other current liabilities are reflected in the maturity of these instruments. financial statements at carrying value which approximates fair value because of the short-term

| \$FFRXQWV3D\DEOHDQGAccrued expenses | Liabilities | Cash       | Assets |         |
|-------------------------------------|-------------|------------|--------|---------|
| \$ 27,243                           |             | \$ 245,776 |        | Level 1 |

During 2025 the Company did not own any other financial assets or incur any other liabilities.

### **7 Commitments and Contingencies**

below 120% of the Company's minimum net capita authorize distributions to its member if such distributions cause the Company's net capital to fall Pursuant to Securities and Exchange Commission Rule 15c3-1(e)(2) the Company may not l requirement. As of December 31, 2025 the Company was not in violation of this requirement.

{14}------------------------------------------------

Notes to Financial Statements

December 31, 2025

## *1RWH&RPPLWPHQWVDQG&RQWLQJHQFLHVFRQWLQXHG*

a defendant in any lawsuit at December 31, 2025 or during the year then ended. 4 above), no underwriting commitments, no contingent liabilities, and had not been named as The Company had no lease or equipment rental commitments (other than as disclosed in Note

#### **8 Related Party Transactions**

member. In addition, during the year the Compa During the year the Company paid commissions in the amount of \$1,160,512 to the controlling ny reimbursed its controlling member for travel, entertainment and medical expenses and paid \$57,099 for health insurance.

## **9 Anti-Money Laundering Policies and Procedures**

The Company is required to imple ment policies and procedures relating to anti-money laundering, customers who open accounts with the Comp compliance, suspicious activities, and currency transaction reporting and due diligence on any. At December 31, 2025 the Company had implemented such policies and procedures.

### **10 Segment Reporting**

offerings to a global investor base. The Co The Company is a financial services firm specializing in the placement of alternative investment mpany primarily focuses on raising capital among institutional investors. The Company holds no customer funds or securities and does not participate in the underwriting of Securities. The accounting policies of the financial services are the same as those described in the summary of significant policies.

The chief operating decision maker (CODM) assesses performance for the investment banking segment and decides how to allocate resources based on net income that is also reported on the assets. The CODM uses net income to evaluate income statement. The measurement of segment assets is reported on the balance sheet as total income generated from segment assets (return on assets) in deciding whether to reinvest profits into the investment banking segment or into other competitors. parts of the entity. The CODM also uses net income in competitive analysis by benchmarking

#### **11 Subsequent Events**

date through the date the fi The Company has evaluated subsequent events occurring after the statement of financial condition nancial statements were available to be issued. Based on this evaluation, the Company has determined that no subsequent events have occurred which require disclosure in or adjustment to the financial statements.

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Second Section in the Sections of Second President to Rule 776-5 of the սօդատօցաք ձուլդստաթլմերց SS of December 11, 2022

{16}------------------------------------------------

### NET CAPITAL COMPUTATION IN ACCORDANCE WITH RULE 15c 3-1 December 31, 2025

#### **Schedule I**

#### NET CAPITAL

| \$<br>-            | Difference                                                                                                 |
|--------------------|------------------------------------------------------------------------------------------------------------|
| 218,533            | Net Capital, per above                                                                                     |
| 218,533            | Net Capital, as reported in Company's Part II unaudited Focus Report                                       |
|                    | Part II of Form X-17A-5 as of December 31, 2025)<br>Reconciliation with Company's Computation (included in |
| 0.00               | Non A.I. Liabilities                                                                                       |
| 12.47%             | AI/NC Ratio                                                                                                |
| \$<br>213,533      | Excess Net Capital                                                                                         |
| 5,000              | Minimum Required Net Capital                                                                               |
| 218,533            | NET CAPITAL                                                                                                |
| 0                  | Less Undue Concentration                                                                                   |
| 0                  | Less Haircuts                                                                                              |
| 218,533            | TNC Before Haircuts & Undue Concentration                                                                  |
| 226,155<br>(7,622) | Less Non Allowables<br>Total Ownership Equity                                                              |
| (27,243)           | Less Liabilities                                                                                           |
| \$<br>253,398      | Assets                                                                                                     |

and the net capital reflected in the Company's FOCUS Report as of December 31, 2025 There are no material differences between the net capital reflected in the above computation

{17}------------------------------------------------

### **Profor Securities, LLC**

Computation for Determination of Reserve Requirements and Information Relating to Possession or Control Requirements for Broker/dealer under Rule 15c3-3 of the Securities Exchange Act of 1934

DECEMBER 31, 202 

#### **Schedule II**

The Company does not hold customers' cash or securities and, therefore, has no obligations under Act of 1934. SEC Rule 15c3-3 pursuant to Footnote 74 of SEC Release 34-70073 under the Securities Exchange

{18}------------------------------------------------

#### **'FSSBSB\$1"**

+RUL]RQ&HQWHU%OYG HamiltoQ, NJ 0869 **Tel:** 609- **)D[**

# REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

#### **Profor Securities, LLC** To: The Member

hold customers' cash or securities on behalf of Statement, in which (1) Profor Securities, LLC (the "Company") stated that the Company does not I have reviewed management's statements, included in the accompanying Rule 15c3-3 Exemption customers and limits its business exclusively to to Footnote 74 of SEC Release 34-70073. In addition, therefore has no obligations under Rule 15c3-3 under the Securities Exchange Act of 1934 pursuant receiving transaction-based and service level compensation for capital introduction services, and as a result of the Company's having no that it had no exceptions under SEC Rule 15c3-3 throughout the year ended December 31, 202 obligations under SEC Rule 15c3-3, it may file an Exemption Report and (2) the Company stated . The customers, did not carry accounts of or for Company did not directly or indirectly receive, hold or otherwise owe funds or securities for or to customers, and did not carry PAB accounts as defined 3 under the Securities Exchange Act of 1934. statements referred to above for them to be fairly stated, in all material respects, based on Rule 15c3 on my review, I am not aware of any material modifications that should be made to management's of an opinion on management's statements. Accordingly, I do not express such an opinion. Based review is substantially less in scope than an examination, the objective of which is the expression procedures to obtain evidence about the Company's compliance with 17 C.F.R. § 240. 15c3-3. A Accounting Oversight Board (United States) and, accordingly, included inquiries and other required statements. My review was conducted in accordance with the standards of the Public Company in Rule 15c3-3. Management is responsible for compliance with 17 C.F.R. § 240. 15c3-3 and its

*)HUUDUD&3\$*

)HUUDUDCPA March Hamilton, New Jersey , 202

{19}------------------------------------------------

### SERIE FILE OF THAUSAUS AND WATERS OF THE LE LE PROFOR SECURITIES, LLC

FOR THE YEAR ENDED DECEMBER 31, 2025

## STATEMENT OFF EXERTION FROM SEC RULE I SES-E-

### Profor Securities, LLC

Company states the following: of of the may be of the montones desert in This month was prespect was prespect of and on and of the of the of I ) aoies immon as and in of besterners on one of c and for a sabelwond sin to tred out of .(b) bus (1)(b)c-st 1.042 9. 1.0 1 yd beringsn Profess Securities, LLC, (the "Company"), is a register-dealer subject to Rule I Ta-

- (1) (1) 3, and
- The Concerner is filing the Sunning Reports of the Section of the SSC Recesses without exception. A B accounts (as defined in Rule 156-3) throughout the most recent fiscal year care con see ( ( ) bu pu parties a controllers and ( ( ) ( ) does not carry and of the surest of the surest of the strembrisms gaing of the results of the read of directly or indirectly receive, hold, or otherwise owe funds or securities for or to level compsensation for capital introduction services. and the Company () did not umtung que persumers as thirdly of cercurity of consection-bassetion-basse and sexyice

Profor Securities, LLC

I. Parisk I. O'Mbersa, sween (or affirm) that, to my best knowledge and belief, this Exemption Report is true and correct.

:48

mon

Managing Director Patrick J. O'Meara


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.
