Full text of PLAN B INVESTMENTS, INC.'s X-17A-5 filed 2022-03-18 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Plan B Investments, Inc. Report Pursuant to Rule 17a-5 (d) Financial Statements For the Year Ended December 31, 2021 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-S | | PART Ill | 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 | SEC FILE NUMBER | | |-----------------|--| | 8-66978 | | **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Secu~ities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING JANUARY 1, 2021 AND ENDING DECEMBER 31,2021 MM/00/YY MM/00/YY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM : \_\_\_\_\_ P\_LA\_N\_B\_IN\_V\_E\_S\_T\_M\_E\_N\_T\_S\_,\_IN\_C \_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): ii Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 13748 CENTER STREET SUITE A | | | |-----------------------------|--|--| | | | | | 93924<br>{Zip Code)<br>MPO@PLANBII.COM | |---------------------------------------------------------------------------| | | | | | | | | | (Area Code - Telephone Number)<br>(Email Address) | | B. ACCOUNTANT IDENTIFICATION | | | | (Name - if individual, state last, first, and middle name) | | 100 E SYBELIA AVE, SUITE 130 MAITLAND<br>32751<br>FL | | (State)<br>(Zip Code) | | 1839 | | (PCAOB Regist,atioo N,mbe,, if applicable) | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valld 0MB control number.** {2}------------------------------------------------ #### **OATH OR AFFIRMATION** 1, MARTIN P. O'MALLEY, JR. , swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of PLAN B INVESTMENTS, INC as of DECEMBER 31 2~, is true and correct. I further swear (or aff…Read the full text as markdown