Full text of ALLY INVEST SECURITIES LLC's X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | | | | | | | |----------------|--|--|--|--|--|--| | FORM X-17A-5 | | | | | | | | PART III | | | | | | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | 12<br>hours per response: | | 8-66982 | | |---------|--| MM/DD/YY AND ENDING 12/31/2025 filing for the period beginning 01/01/2025 MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Ally Invest Securities LLC TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 601 Tryon Street | | (No. and Street) | | | | |--------------------------------------------------|------------------------------------------------------------|-----------------------------|--------------------------------------------|--| | Charlotte | NC | | 28202 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Alex Martin | | alex.martin@invest.ally.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | Deloitte & Touche LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 1001 Woodward, Suite 700 | Detroit | M | 48226 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/20/2003 | | 34 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION L Alex Martin \_ swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Ally Invest Securities LLC December 31 \_\_\_\_\_\_\_\_\_\_\_…Read the full text as markdown