# DALMORE GROUP LLC X-17A-5 (2019-03-14) — Broker-dealer annual report - Company: DALMORE GROUP LLC - Form: X-17A-5 - Filed: 2019-03-14 - Period: 2018-12-31 - Accession: 0001332099-19-000001 - CIK: 1332099 - File #: 8-67002 - Material weakness: No - Auditor: Thayer O'Neal & Company LLC - Auditor location: Sugarland, TX - Contact: Oscar Seidel - Phone: 646-873-7666 - Signed by: Oscar Seidel (President) Original filing: https://www.sec.gov/Archives/edgar/data/1332099/000133209919000001/dglaudit.pdf --- {0}------------------------------------------------ #### UNITEDSTATES SECURITIES ANDEXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III | OMB APPROVAL | | |-----------------------------|-----------| | OMB Number: | 3235-0123 | | Expires:
August 31, 2020 | | | Estimated average burden | | | hours per response | | | | | 8 SEC FILE NUMBER 67002 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 01/01/18 | AND ENDING | 12/31/18 | | |---------------------------------------------------------------------------------------------------------|--------------------------------------------------------|---------------|-------------------|--------------------------------| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: | DALMORE GROUP LLC | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM I.D. NO. | | | | 525 GREEN PLACE | | | | | | | (No. and Street) | | | | | WOODMERE | NY | | 11598 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT
OSCAR SEIDEL | | | (646) 873-7666 | | | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*
THAYER O'NEAL & COMPANY LLC | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 101 PARKLANE BLVD, SUITE 201 | SUGARLAND | TX | | 77478 | | (Address) | (City) | (State) | | (Zip Code) | | CHECK ONE: | | | | | | Certified Public Accountant | | | | | | Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.170-5(e)(2) SEC 1410 (06-02) Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. Scanned by CamScanner {1}------------------------------------------------ ## OATH OR AFFIRMATION swear (or affirm) that, to the best of 20 18 are true and correct. I further swear (or affirm) that #### OSCAR SEIDEL my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of DALMORE GROUP, LLC . as DECEMBER 31 neither the company nor any partner, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows: Signature PRESIDENT Title RYAN C KATES Notary Public - State of New York Notary Public NO. 01KA6272187 Qualified in Nassau CountVit3 cualified in Nassau CountVit3 currelacion Expires This report \*\* contains (check all applicable boxes): My Commission Expires \_ (a) Facing Page. (b) Statement of Financial Condition. (c) Statement of Income (Loss). (d) Statement of Changes in Financial Condition. (e) Statement of Changes in Stockholders' Equity or Partners' or Sole Proprietors' Capital. (f) Statement of Changes in Liabilities Subordinated to Claims of Creditors. (g) Computation of Net Capital. (b) Computation for Determination of Reserve Requirements Pursuant to Rule 15c3-3. (i) Information Relating to the Possession or Control Requirements Under Rule 15c3-3. (1) A Reconciliation, including appropriate explanation of Net Capital Under Rule 15c3-1 and the Computation for Determination of the Reserve Requirements Under Exhibit A of Rule 15c3-3. Conciliation between the audited and unaudited Statements of Financial Condition with respect to methods of consolidation. - (1) An Oath or Affirmation. - (m) A copy of the SIPC Supplemental Report. - (11) A report describing any material inadequacies found to exist or found to have existed since the date of the previous audit. \*\* For conditions of confidential treatment of certain portions of this filing, see section 240.17a-5(e)(3). {2}------------------------------------------------ **Financial Statements and Supplemental Schedules Required by the U.S. Securities and Exchange Commission** **Including Independent Auditor's Report Thereon** **For the Year-Ended December 31, 2018** {3}------------------------------------------------ # Contents | Independent Auditor's Opinion | | |--------------------------------------------------------------------------------|--| | Financial Statements | | | Statement of Financial Condition | | | Statement of Operations | | | Statement of Cash Flows | | | Statement of Changes in Member's Equity | | | Notes to Financial Statements | | | Notes to Financial Statements | | | Supplementary Computations Pursuant to SEA Rule 17a-5 | | | Supplementary Statements Pursuant to SEA Rule 17a-5 | | | Statement Related to Uniform Net Capital Rule | | | Statement Related to Exemptive Provision (Possession and Control) | | | Statement Related to Material Inadequacies | | | Statement Related to SIPC Reconciliation | | | Supplementary Exemption Report Pursuant to SEA Rule 17a-5 | | | Independent Public Accountants Review Report on Dalmore Group, LLC's Exemption | | | Exemption Letter Pursuant to SEA Rule 17a-5(d)(1)(i)(B)(2) | | | Supplementary Agreed Upon Procedures Report | | | SPC Reconciliation | | {4}------------------------------------------------ **Independent Auditor's Opinion** **For the Year-ending December 31, 2018** {5}------------------------------------------------ ![](_page_5_Picture_0.jpeg) #### **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** Member Dalmore Group, LLC 525 Green place Woodmere NY 11598 #### **Opinion on The Financial Statements** We have audited the accompanying statement of financial condition of Dalmore Group, LLC (the "Company") as of December 31, 2018, and the related statements of operations, changes in member's equity and cash flows for the year then ended, December 31, 2018, and the related notes to the financial statements and supplemental information (collectively referred to as "financial statements") filed pursuant to Rule 17a-5 under the Securities and Exchange Act of 1934. In our opinion, the financial statements present fairly, in all material respects, the financial position of the Company as of December 31, 2018, and the results of its operations and its cash flows for the year ended December 31, 2018, in accordance with accounting principles generally accepted in the United States of America. #### **Basis for Opinion** These financial statements are the responsibility of the Company's management. Our responsibility is to express an opinion on the Company's financial statements based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) ("PCAOB") and are required to be independent with respect to the Company in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB. We conducted our audit in accordance with standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance that the financial statements are free from material misstatement, whether due to error or fraud. The Company is not required to have, nor were we engaged to perform, an audit of its internal control over financial reporting. As part of our audits we are required to obtain an understanding of internal control over financial reporting but not for the purpose of expressing an opinion on the effectiveness of the Company's internal control over financial reporting. Accordingly, we express no such opinion. Our audit included performing procedures to assess the risks of material misstatement of the financial statements, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements. Our audit also included evaluating the accounting principles used and significant estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for the audit opinion. {6}------------------------------------------------ #### **Report on Supplementary Information** The supplementary information contained in the supplemental schedules required by Rule 17a-5 under the Securities Exchange Act of 1934, including the Computation of Net Capital under Rule 15c-3, Computation for Determination of Reserve Requirements and information relating to Possession or Control Requirements Under 15c3-3, statement related to material inadequacies with respect to the computation of net capital, and the Agreed Upon Procedures Report (statement related to SIPC reconciliation), if and as applicable, is presented for additional analysis and is not a required part of the financial statements. Such information is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the financial statements. The information has been subjected to the auditing procedures applied in the audit of the financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the financial statements or to the financial statements themselves, and other additional procedures to test the completeness and accuracy of the supplemental information presented. In forming my opinion on the supplemental information, I evaluated whether the supplemental information, in form and content, is presented in conformity with Rule 17a-5 of the Securities Exchange Act of 1934 and in accordance with auditing standards of the Public Company Accounting Oversight Board (United States). In my opinion, the information is fairly stated in all material respects in relation to the financial statements as a whole. ### **THAYER O'NEAL & COMPANY, LLC** We have served as the Dalmore Group, LLC's auditor since 2018. Sugar Land, TX March 11, 2019 {7}------------------------------------------------ **Financial Statements** **For the Year-ending December 31, 2018** {8}------------------------------------------------ #### **Dalmore Group, LLC Statement of Financial Condition As of and for the Year-Ended December 31, 2018** | Cash and cash equivalents
Prepaid expenses and other current assets | S | 20,979
25,426 | |------------------------------------------------------------------------|----|------------------| | TOTAL ASSETS | S | 46,405 | | LIABILITIES AND MEMBER'S EQUITY | | | | LIABILITIES | | | | Accounts payable and accrued expenses | S | 8,106 | | MEMBER'S EQUITY | | | | Member's Equity | | 38,299 | | TOTAL LIABILITIES AND MEMBER'S EQUITY | ಕಾ | 46,405 | | | | | {9}------------------------------------------------ #### **Dalmore Group, LLC Statement of Operations As of and for the Year-Ended December 31, 2018** | Private Placement Fees | 1,291,595
ಕೊ | |------------------------|-----------------| | Referral Fees | 955.588 | | Advisory Fees | 375,185 | | Service Fees | 34,575 | | Compliance Fee Income | 10,000 | | Total Revenues | 2,666,943 | | | | | Commission to Registered Representatives | | 2,058,811 | |------------------------------------------|---|-----------| | Compensation | | 305,999 | | Compensation to Other Producers | | 187,500 | | Professional Fees | | 73,086 | | Regulatory Fees and Expenses | | 33,453 | | Computer and Data Services | | 4,022 | | Occupancy | | 625 | | Insurance | | રે રેપર | | Other Expenses | | 240 | | Total Expenses | | 2,664,241 | | | | | | Net Gain | S | 2,702 | | | | | {10}------------------------------------------------ ### **Dalmore Group, LLC Statement of Cash Flows As of and for the Year-Ended December 31, 2018** | Net Gain | S | 2,702 | |--------------------------------------------------------------------------------|---|---------| | Adjustments to reconcile net loss to net cash
used in operating activities: | | | | Change in Assets and Liabilities : | | | | Increase in accounts receivable | | | | Increase in prepaid expenses and other current assets | | (4,196) | | Increase in accounts payable and accrued expenses | | તેરિર્ણ | | NET CASH USED IN OPERATING ACTIVITIES | | (538) | | CASH FLOWS FROM INVESTING A CTIVITIES: | | | | NET CASH USED BY INVESTING ACTIVITIES | | | | CASHFLOWS FROM FINANCING ACTIVITIES:
Contributions from member | | | | NET CASH PROVIDED BY FINANCING ACTIVITIES | | | | NET INCREASE IN CASH | | (538) | | CASH AND CASH EQUIVALENTS DECEMBER 31, 2017 | | 21,517 | | CASH AND CASH EQUIVALENTS DECEMBER 31, 2017 | S | 20.979 | {11}------------------------------------------------ ### **Dalmore Group, LLC Statement of Changes in Member's Equity As of and for the Year-Ended December 31, 2018** | Member's Equity - December 31, 2017 | S | 35,597 | |-------------------------------------|---|--------| | Net Gam | | 2,702 | | Member's Equity - December 31, 2018 | S | 38,299 | {12}------------------------------------------------ ## **Dalmore Group, LLC Notes to Financial Statements As of and for the Year-Ended December 31, 2018** ## **NOTE 1 – ORGANIZATION** Dalmore Group, LLC ("the Company") is registered as a broker and dealer in securities pursuant to Section 15 (b) of the Securities and Exchange Act of 1934. The Company was formed in April 2005 in the State of New York. ## **NOTE 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES** #### *Basis of Presentation* The Company's financial statements are prepared in accordance accounting principles generally accepted in the United States. ## *Cash and cash equivalents* The Company considers all highly liquid investments with a maturity of three months or less when purchased to be cash equivalents. Cash equivalents are carried at cost, which approximates market value. ## *Accounting basis* The Company uses the accrual basis of accounting for financial statement and income tax reporting. Accordingly, revenues are recognized when services are rendered, and expenses realized when the obligation is incurred. ## *Revenue recognition* The Company is entitled to placement and / or transaction fees associated with the success of its work as such fees are earned, defined generally as when capital is irrevocably committed by investors and any funding or other contingencies have been removed. Revenue is recognized in accordance with FASB ASC Topic 606 as services are rendered and the contracts identified performance obligations have been satisfied. There were no unsatisfied performance obligations at December 31, 2018. ### *Fair values of financial instruments* Financial Accounting Standards Board Accounting Standards Codification ("ASC") 825, "Financial Instruments," requires the Company to disclose estimated fair values for its financial instruments. Fair value estimates, methods, and assumptions are set forth {13}------------------------------------------------ ## **Dalmore Group, LLC Notes to Financial Statements As of and for the Year-Ended December 31, 2018** ## **NOTE 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED)** below for the Company's financial instruments: The carrying amount of cash, accounts receivable, prepaid expenses and accounts payable and accrued expenses approximate fair value because of the short maturity of those instruments. ## *Income taxes* The Company is treated as a disregarded entity for federal and state income tax reporting purpose and, thus no federal or state income tax expense has been recorded in the financial statements. Taxable income of the Company is passed through to its member and reported on their individual tax return. The federal and state income tax returns of the individual are subject to examination by the IRS and state taxing authorities, generally for three years after they were filed. ## *Estimates* The preparation of financial statements in conformity with generally accepted accounting principles requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosures of contingent assets and liabilities at the date of the financial statements and the reported amounts of revenues and expenses during the reported period. Actual results may differ from these estimates. ## **NOTE 3 - SUBSEQUENT EVENTS** The Company evaluated events occurring between the end of its fiscal year, December 31, 2018 through March 11, 2019 when the financial statements were issued. {14}------------------------------------------------ **Supplementary Information Pursuant to SEA Rule 17a-5** **For the Year-ending December 31, 2018** {15}------------------------------------------------ ### **Dalmore Group, LLC Supplementary Computations Pursuant to SEA Rule 17a-5 Of the Securities and Exchange Act of 1934 As of and for the Year-Ended December 31, 2018** #### **Computation of Net Capital** | Computation of Net Capital Requirement | | |----------------------------------------------|--| | | | | | | | | | | | | | Computation of Aggregate Indebtedness | | | | | | | | | Computation of Reconciliation of Net Capital | | | | | | | | | | | | | | | | | | | | | | | | | | {16}------------------------------------------------ ## **Dalmore Group, LLC Supplementary Statements Pursuant to SEA Rule 17a-5 Of the Securities and Exchange Act of 1934 As of and for the Year-Ended December 31, 2018** #### **Statement Related to Uniform Net Capital Rule** The Company is a member of the FINRA and is subject to the SEC Uniform Net Capital Rule 15c3-1. This rule requires the maintenance of minimum net capital and requires that the ratio of aggregate indebtedness to net capital, both as defined, shall not exceed 1500% (15:1), or, during its first year of operations, 800% (8:1). Net capital and the related net capital ratio may fluctuate on a daily basis. At December 31, 2018, the Company had net capital of \$12,873 which was \$7,873 in excess of its required net capital of \$5,000. The Company's ratio of aggregate indebtedness to net capital was 62.97%. The Company has elected to use the basic computation method, as is permitted by the rule, which requires that the Company maintain minimum Net Capital pursuant to a fixed dollar amount or 6-2/3% percent of total aggregate indebtedness, as defined, whichever is greater, and does not, therefore, calculate its net capital requirement under the alternative reserve requirement method. There were no material differences reported as Net Capital in the audited computation of Net Capital and the broker- dealer's corresponding unaudited Part IIA of the FOCUS report required under Rule 15c3-1. #### **Statement Related to Exemptive Provision (Possession and Control)** The Company does not have possession or control of customer's funds or securities. There were no material inadequacies in the procedures followed in adhering to the exemptive provisions of SEA Rule 15c3-3(k)(2)(ii). #### **Statement Related to Material Inadequacies** This audit did not disclose any material inadequacies since the previous audit of the financial statements in the accounting system or in the internal control related to reporting or the practices and procedures required pursuant to Rule 17a-5. The firm is exempt from 15c3-3; it does not maintain customer funds or securities and, therefore, does not maintain customer funds to segregate nor does it maintain separate accounts for customers. #### **Statement Related to SIPC Reconciliation** SEA Rule 17a-5(e)(4) requires a registered broker-dealer that is a member of SIPC with revenues in excess of \$500,000 to file a supplemental report (Agreed Upon Procedures Report) related to the broker-dealers SIPC annual general assessment reconciliation, or if the registered broker-dealer is exempt from SIPC membership an Exclusion from Membership, SIPC Form 3 with appropriate schedules shall be included in this supplemental section below. Broker-dealers that are members of SIPC with revenues that do not exceed \$500,000 are not required to file the Agreed Upon Procedures Report in this supplemental section. {17}------------------------------------------------ **Supplementary Exemption Report Pursuant to SEA Rule 17a-5** **As of and for the Year-Ended December 31, 2018** {18}------------------------------------------------ **Independent Public Accountants Review Report on Dalmore Group, LLC's Exemption** {19}------------------------------------------------ ![](_page_19_Picture_0.jpeg) #### Supplementary Schedules Pursuant to SEA Rule 17a-5 Of the Securities and Exchange Act of 1934 As of and for the Year-Ended December 31, 2018 Report of Independent Registered Public Accounting Firm Exemption Review Report Pursuant to 15c3-3 Exemption: 15c3-3(k)(2)(ii) Oscar Seidel Dalmore Group, LLC 525 Green place Woodmere, NY 11598 Dear Oscar Seidel: We have reviewed management's statements, included in the accompanying Representation Letter of Exemptions, in which Dalmore Group, LLC identified 15c3-3(k)(2)(ii) as the provision under 17 C.F.R. § 15c3-3(k) under which it claims exemption from 17 C.F.R. §240.15c3-3. Dalmore Group, LLC stated that it has met the 15c3-3(k)(2)(ii) exemption throughout the most recent fiscal year without exception, or, with exception, as noted in the Representation Letter of Exemption. Dalmore Group, LLC's management is responsible for compliance with the exemption provisions and its statements*.* Our review was conducted in accordance with the standards of the Public Company Accounting Oversight Board (United States) and, accordingly, included inquiries and other required procedures to obtain evidence about Dalmore Group, LLC's compliance with the exemption provisions. A review is substantially less in scope than an examination, the objective of which is the expression of an opinion on management's statements. Accordingly, we do not express such an opinion. Based on my review, I am not aware of any material modifications that should be made to management's statements referred to above for them to be fairly stated, in all material respects, based on the provisions set forth in Rule 15c3-3 under the Securities Exchange Act of 1934. ### **THAYER O'NEAL & COMPANY, LLC** Sugar Land, TX March 11, 2019 {20}------------------------------------------------ ### Dalmore Group, LLC Supplementary Schedules Pursuant to SEA Rule 17a-5 Of the Securities and Exchange Act of 1934 As of and for the Year-Ended December 31, 2018 #### Exemption Letter Pursuant to SEA Rule 17a-5(d)(1)(i)(B)(2) Dalmore Group, LLC 525 Green place Woodmere, NY 11598 January 21, 2019 Thayer O'Neal & Company LLC 101 Parklane Blvd., Suite 201 Sugar Land, TX 77478 Re: Exemption Report Pursuant to SEA Rule 17a-5(d)(1)(i)(B)(2) To the best knowledge and belief, Dalmore Group, LLC; - 1. Claims exemption 15c3-3(k)(2)(ii) from 15c3-3; - 2. We have met the identified exemption from January 01, 2018 through December 31, 2018, without exception, unless, noted in number 3, below; - 3. We have no exceptions to report this fiscal year. Regards, Oscar Seidel President Dalmore Group, LLC {21}------------------------------------------------ **Supplementary Agreed Upon Procedures Report** **Pursuant to SEA Rule 17a-5(e)(4)** **As of and for the Year-Ended December 31, 2018** {22}------------------------------------------------ ![](_page_22_Picture_0.jpeg) #### Supplementary Schedules Pursuant to SEA Rule 17a-5 Of the Securities and Exchange Act of 1934 As of and for the Year-Ended December 31, 2018 #### Report Of Independent Registered Public Accounting Firm On Applying Agreed Upon Procedures Pursuant to SEA Rule 17a-5(e)(4) Dalmore Group, LLC is a member of the Securities Investor Protection Corporation (SIPC). In accordance with Rule 17a-5(e)(4) under the Securities Exchange Act of 1934, we have performed the procedures enumerated below with respect to the accompanying Schedule of Assessments and Payments, Forms SIPC-7 to the Securities Investor Protection Corporation (SIPC) for the periods through December 31, 2018, which were agreed to by Dalmore Group, LLC and the Securities and Exchange Commission, Financial Industry Regulatory Authority and the SIPC, solely to assist you and other specified parties in evaluating Dalmore Group, LLC's compliance with the applicable instructions of the Assessment Reconciliation Forms SIPC 7. Dalmore Group, LLC's management is responsible for Dalmore Group, LLC's compliance with those requirements. This agreed-upon procedures engagement was conducted in accordance with attestation standards established by the American Institute of Certified Public Accountants and the Public Company Accounting Oversight Board (United States). The sufficiency of these procedures is solely the responsibility of those parties specified in this report. Consequently, we make no representation regarding the sufficiency of the procedures described below either for the purpose for which this report has been requested or for any other purpose. The procedures were performed, and our findings are as follows: - 1. Compared the listed assessment payments represented on Form SIPC 6 & 7 with the respective cash disbursements record entries, noting no differences. - 2. Compared audited Total Revenue for the period of January 01, 2018 through December 31, 2018 (fiscal year-end) with the amounts reported on Forms SIPC-7, noting no differences. - 3. Compared any adjustments reported on Form SIPC-7 with supporting schedules and work papers, to the extent such exists, noting no differences. - 4. Proved the arithmetical accuracy of the calculations reflected on Form SIPC-7, noting no material differences. - 5. If applicable, compared the amount of any overpayment applied to the current assessment with the Form SIPC-7 on which it was originally computed, noting no differences. We are not engaged to and did not conduct an examination for which the objective would be to express an opinion on compliance. Accordingly, we do not express such an opinion. Had we performed additional procedures other matters might have come to our attention that would have been reported. This report is intended solely for the information and use of the specified parties listed above and is not intended to be and should not be used by anyone other than these specified parties. ## **THAYER O'NEAL & COMPANY, LLC** Sugar Land, TX March 11, 2019 {23}------------------------------------------------ ## **Dalmore Group, LLC Supplementary Schedules Pursuant to SEA Rule 17a-5 Of the Securities and Exchange Act of 1934 As of and for the Year-Ended December 31, 2018** #### **SIPC Reconciliation** | Revenues | | | |-------------------------------------------------------|---|------------------| | Income from fees | S | 2,666,943 | | Total revenues (FOCUS Line 12/Part IIA Line 9) | | 2,666,943 | | Deductions | | | | Total deductions | | 10,000 | | SIPC net operating revenues | S | 2,656,943 | | SIPC general assessment at .0015
Less: Overpayment | S | 3,985
(1,879) | | Assessment balance due | | 2,106 | Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.