PRAGMA LLC X-17A-5 (2023-02-27) — Broker-dealer annual report

Full text of PRAGMA LLC's X-17A-5 filed 2023-02-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ # Pragma LLC (A Limited Liability Company) Report on Statement of Financial Condition and Report of Independent Registered Public Accounting Firm December 31, 2022 {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | |---------------------------| | QMB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | 12<br>hours per response: | | | # ANNUAL REPORTS FORM X-17A-5 PART III | | of the first of the first to the model por the starter of | | | | |-----------------|-----------------------------------------------------------|--|--|--| | | | | | | | SEC FILE NUMBER | | | | | | | 8-67016 | | | | FACING PAGE o Act of 102A | FILING FOR THE PERIOD BEGINNING | 01/01/22 | AND ENDING | 12/31/22 | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|--------------------------------------------|--|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | Pragma LLC<br>NAME OF FIRM: | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>O Security-based swap dealer<br>Lal Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 1370 Broadway, 10th Floor | | | | | | | | | (No. and Street) | | | | | | | New York | New York | | 10018 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Salvatore Giardina | 917-484-8307 | | sgiardia@pragmatrading.com | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | CohnReznick LLP | (Name - if individual, state last, first, and middle name) | | | | | | | | | | | | | | | 1301 Avenue of the Americas, 7th Floor New York | | New York | 10019 | | | | | (Address)<br>(City)<br>10/14/2003 | | (State) | (Zip Code)<br>ટેતુર | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | Claims for exemption from the requi…

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