ALDERMAN & COMPANY CAPITAL, LLC X-17A-5 (2026-02-26) — Broker-dealer annual report

Full text of ALDERMAN & COMPANY CAPITAL, LLC's X-17A-5 filed 2026-02-26 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ **Alderman & Company Capital, LLC Financial Statements For the Year Ended December 31, 2025 With Report of Independent Registered Public Accounting Firm** ![](_page_0_Picture_1.jpeg) {1}------------------------------------------------ | 8-67019 | | |---------|--| 01/01/25 12/31/25 # Alderman & Company Capital, LLC ■ | 35<br>Warrington<br>Round | | | | | |------------------------------|--------------------------|------|--------------------------|--| | | | | | | | Danbury | CT | | 06810 | | | | | | | | | | | | | | | Joseph<br>Vigliarolo | 805-432-0320 | | jvigliarolo@modernrs.com | | | | | | | | | | | | | | | RUBIO<br>CPA,<br>PC | | | | | | | | | | | | 3500<br>Lenox<br>Road<br>NE, | Atlanta<br>Suite<br>1500 | GA | 30326 | | | | | | | | | 05/05/09 | | 3514 | | | | | | | | | | | | | | | {2}------------------------------------------------ #### OATH OR AFFIRMATION | William Harris Alderman | , swear (or affirm) that, to the best of my knowledge and belief, the | |----------------------------------------------------------------------------|-----------------------------------------------------------------------| | financial report pertaining to the firm of Alderman & Company Capital, LLC | as of | | December 11 | | December 31 , 2 025 \_ jis true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, nas any proprietary interest in any account classified solely as that of a customer. Title: Member #### This filing \*\* contains (check all applicable boxes): - = (a) Statement of financial condition. - [ (b) Notes to consolidated statement of financial condition. - @ (c) Statement of income (loss) or, if there is other comprehensive income in the period(s) presented, a statement of comprehensive income (as defined in § 210.1-02 of Regulation S-X). - = (d) Statement of cash flows. - @ (e) Statement of changes in stockholders' or partners' or sole proprietor's equity. - [ (f) Statement of changes in liabilities subordinated to claims of creditors. - @ (g) Notes to consolidated financial statements. - [h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable. - [ (i) Computation of tangible net worth under 17 CFR 240.18a-2. - □ (j) Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR 240.15c3-3. - [ [k] Computation for determination of security-based swap re…

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