Full text of ALBRIGHT SECURITIES LLC's X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | 0 MB APPROVAL | |----------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------| | CONFIDENTIAL | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | 0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden | | | ANNUAL REPORTS | hours per response: 12 | | | | SEC FILE NUMBER | | | FORM X-17A-5<br>PART Ill | 8-67029 | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>FILING FOR THE PERIOD BEGINNING Q 1 /Q 1 /2023<br>MM/DD/YY | AND ENDING 12/31/2023<br>MM/DD/VY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FIRM: Albright Securities LLC | | | l:!J Broker-dealer | TYPE OF REGISTRANT (check all applicable boxes):<br>□ Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | | 1101 Wilson Blvd, FL 6 | (No. and Street) | | | | VA | 22209 | | Arlington<br>(City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | 202-370-3522<br>(Area Code - Telephone Number) | tjones@albrightcapital.com<br>(Email Address) | | Tim Jones | B. ACCOUNTANT IDENTIFICATION | | | (Name)<br>Ernst & Young Ltd. | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | (Name - if individual, state last, first, and middle name) | | | 3 Bermudiana Road | Hamilton | Bermuda H MOB | | (Address) | (City) | (State)<br>(Zip Code) | | 07/01/2004<br>(Date of Registration with PCAOB)(if applicable) | | 1277<br>(PCAOB Registration Number, if applicable) | accountant must be supported by a statement offacts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | 2~<br>financial report pertaining to the firm of Albright…Read the full text as markdown