Full text of GENESIS GLOBAL TRADING, INC's X-17A-5 filed 2023-03-15 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition Genesis Global Trading, Inc. (SEC ID No. 8-67055) December 31, 2022 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | OM8 APPROVAL | | | | | | |--------------------------|--|--|--|--|--| | 0MB Number: 3235-0123 | | | | | | | Expires: Oct. 31, 2023 | | | | | | | Estimated average burden | | | | | | | hours per response: 12 | | | | | | | | | | | | | # **ANNUAL REPORTS FORM X-17A-5 PART Ill** sec **FILE NUMBER** 8-67055 #### **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING ___ 01__ | MM/DD/YY | | /0_1/2_0_2_2 ___ AND ENDING ___ 1_2_/3_1_/2_ 0_2_2 __<br>MM/DD/YY | |---------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------|-------------------------------------------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF FIRM: __ G;;;en;e.;;s;;;.is.;;;;G;lo.;;;b.;;a"'"l--'T;ra"'-di=.;;.ng_1'-'l�n;;c'""". ______________ _ | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>{!] Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | D Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 250 Park Avenue South 5th Floor | | | | | | (No. and Street) | | | | New York | NY | | 10003 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Alice Chan | 646-415-4864 | | AChan@genesistrading.com | | (Name) | (Area Code-Telephone Number) | I Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | | | | YSL & Associates LLC | | | | | | IName - if individual, state last, first, and middle name) | | | | 11 Broadway, Suite 700 | New York | NY | 10004 | | (Address) | (City) | (State) | (Zip Code) | | "<br>06/06/2006<br>2699 | | | | | of R,g;,t,at""' wHh PCAOB)Uf appHcableJ<br>(PCAOB ,,,;,o,uoo N,mbe,, ff appl;c,bleJ | | | | | T | FOR OFFICIAL USE ONLY | | I | | • Claims for exemption from the requirement that…Read the full text as markdown