Full text of DWM FINANCE LLC's X-17A-5 filed 2025-02-19 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | PART III | | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|--|--|--|--| | FACING PAGE | | | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | ______________________________________________________________________________________________________________________________________________________________________________<br>filing for the period beginning 1/1/2024 | | | | | | | | MM/DD/YY | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: DWM Finance LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[ Major security-based swap participant<br>ച Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 100 First Stamford Place, 4th Floor | | | | | | | | | (No. and Street) | | | | | | | Stamford | CT | 06902 | | | | | | (City) | (State) | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Michael Kraus | 203-249-6292 | michael@dwmarkets.com | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Jerome Davies, CPA PC | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 3605 Sandy Plains Rd, #240-480 | Marietta | 3006<br>GA | | | | | | (Address) | (City) | (Zip Code)<br>(State) | | | | | | 4/25/17 | | 6363 | | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable | | | | | | | FOR OFFICIAL USE ONLY | | | | | | {1}------------------------------------------------ | | Component of the continues | |-------|--------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown