# CABIN SECURITIES, INC. X-17A-5 (2026-03-30) — Broker-dealer annual report

- Company: CABIN SECURITIES, INC.
- Form: X-17A-5
- Filed: 2026-03-30
- Period: 2025-12-31
- Accession: 0001340697-26-000002
- CIK: 1340697
- File #: 8-67097
- Type: Broker-dealer
- Material weakness: No
- Auditor: LMHS, PC
- Auditor location: Norwell, MA
- Contact: Wm. Brian Candler
- Phone: 913-866-1204
- Email: bcandler@cabinsecurities.com
- Website: cabinsecurities.com
- Signed by: Wm. Brian Candler (President)

Original filing: https://www.sec.gov/Archives/edgar/data/1340697/000134069726000002/CabSec2025Pub.pdf

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### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12

SEC FILE NUMBER

8-67097

# ANNUAL REPORTS FORM X-17A-5 PART III

FACING PAGE

| 80 Washington Street                                                                                                                                                                                   | Norwell                                                    |  | MA                           | 02061    |
|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--|------------------------------|----------|
|                                                                                                                                                                                                        | (Name - if individual, state last, first, and middle name) |  |                              |          |
| INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>LMHS, PC                                                                                                                 |                                                            |  |                              |          |
|                                                                                                                                                                                                        | B. ACCOUNTANT IDENTIFICATION                               |  |                              |          |
| (Name)                                                                                                                                                                                                 | (Area Code - Telephone Number)                             |  | (Email Address)              |          |
| Wm. Brian Candler                                                                                                                                                                                      | 913-933-3351                                               |  | bcandler@cabinsecurities.com |          |
| PERSON TO CONTACT WITH REGARD TO THIS FILING                                                                                                                                                           |                                                            |  |                              |          |
| (City)                                                                                                                                                                                                 | (State)                                                    |  | (Zip Code)                   |          |
| Overland Park                                                                                                                                                                                          | KS                                                         |  | 66223                        |          |
| 6240 W 135th Street, Suite 214                                                                                                                                                                         | (No. and Street)                                           |  |                              |          |
| ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)                                                                                                                                    |                                                            |  |                              |          |
| TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer @ Security-based swap dealer     Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer |                                                            |  |                              |          |
| NAME OF FIRM: Cabin Securities, Inc.                                                                                                                                                                   |                                                            |  |                              |          |
|                                                                                                                                                                                                        | A. REGISTRANT IDENTIFICATION                               |  |                              |          |
|                                                                                                                                                                                                        | MM/DD/YY                                                   |  |                              | MM/DD/YY |
| FILING FOR THE PERIOD BEGINNING 01/01/2025                                                                                                                                                             |                                                            |  | AND ENDING 12/31/2025        |          |
| Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934                                                                                              |                                                            |  |                              |          |

| 20 1186111118101 80000                           |                       |                                            |            |  |
|--------------------------------------------------|-----------------------|--------------------------------------------|------------|--|
| (Address)                                        | (City)                | (State)                                    | (Zip Code) |  |
| 02/24/2009                                       |                       | 3373                                       |            |  |
| (Date of Registration with PCAOB)(if applicable) |                       | (PCAOB Registration Number, if applicable) |            |  |
|                                                  | FOR OFFICIAL USE ONLY |                                            |            |  |
|                                                  |                       |                                            |            |  |
|                                                  |                       |                                            |            |  |

\* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable.

Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

Publicly Available

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### OATH OR AFFIRMATION

| 1 Wm. Brian Candler                                              |  | swear (or affirm) that, to the best of my knowledge and belief, the |
|------------------------------------------------------------------|--|---------------------------------------------------------------------|
| financial report pertaining to the firm of Cabin Securities, Inc |  | 10 55                                                               |

12/31 2 025 , is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely

Notary Public

as that of a customer.

Signature: Title: CEO

DONALD TAFFE JR, Notary Public - Notary Seal Jackson County - State of Missouri Commission Number 19897272 My Commission Expires May 28, 2027

# This filing \*\* contains (check all applicable boxes):

- (a) Statement of financial condition.
- [ (b) Notes to consolidated statement of financial condition.
- (c) Statement of income (loss) or, if there is other comprehensive income in the period(s) presented, a statement of comprehensive income (as defined in § 210.1-02 of Regulation S-X).
- (d) Statement of cash flows.
- = (e) Statement of changes in stockholders' or partners' or sole proprietor's equity.
- [f) Statement of changes in liabilities subordinated to claims of creditors.
- (g) Notes to consolidated financial statements.
- (h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable.
- [i) Computation of tangible net worth under 17 CFR 240.18a-2.
- [ [j] Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR 240.15c3-3.
- | | | | Computation for determination of security-based swap reserve requirements pursuant to Exhibit B to 17 CFR 240.15c3-3 or Exhibit A to 17 CFR 240.18a-4, as applicable.
- [1) Computation for Determination of PAB Requirements under Exhibit A to § 240.15c3-3.
- [ (m) Information relating to possession or control requirements for customers under 17 CFR 240.15c3-3.
- [n] Information relating to possession or control requirements for security-based swap customers under 17 CFR 240.15c3-3(p)(2) or 17 CFR 240.18a-4, as applicable.
- @ (o) Reconciliations, including appropriate explanations, of the FOCUS Report with computation of net capital or tangible net worth under 17 CFR 240.15c3-1, 17 CFR 240.18a-2, or 17 CFR 240.18a-2, as applicable, and the reserve requirements under 17 CFR 240.15c3-3 or 17 CFR 240.18a-4, as applicable, if material differences exist, or a statement that no material differences exist.
- [p) Summary of financial data for subsidiaries not consolidated in the statement of financial condition.
- @ (q) Oath or affirmation in accordance with 17 CFR 240.17a-12, or 17 CFR 240.18a-7, as applicable.
- [r) Compliance report in accordance with 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable.
- (s) Exemption report in accordance with 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable.
- [t] Independent public accountant's report based on an examination of the statement of financial condition.
- (u) Independent public accountant's report based on an examination of the financial statements under 17 CFR 240.17a-5, 17 CFR 240.18a-7, or 17 CFR 240.17a-12, as applicable.
- [v] Independent public accountant's report based on an examination of certain statements in the compliance report under 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable.
- (w) Independent public accountant's report based on a review of the exemption report under 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable.
- (x) Supplemental reports on applying agreed-upon procedures, in accordance with 17 CFR 240.17a-12, as applicable.
- | (y) Report describing any material inadequacies found to have existed since the date of the previous audit, or a statement that no material inadequacies exist, under 17 CFR 240.17a-12(k).
- O (z) Other:
- \*\* To request confidential treatment of certain portions of this filing, see 17 CFR 240.170-5(e)(3) or 17 CFR 240.180-7(d)(2), as applicable.

Publicly Available

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Report of Independent Registered Public Accounting Firm

To The Stockholders Cabin Securities, Inc. Overland Park, Kansas

### Opinion on the Financial Statements

We have audited the accompanying statement of financial condition of Cabin Securities, Inc., as of December 31, 2025, and the related notes (collectively referred to as the "financial statements"). In our opinion, the financial statements present fairly, in all material respects, the financial position of Cabin Securities, Inc., Inc. as of December 31, 2025, and the results of its operations and its cash flows for the year then ended, in conformity with accounting principles generally accepted in the United States of America.

### Basis for Opinion

These financial statements are the responsibility of the entity's management. Our responsibility is to express an opinion on these financial statements based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) ("PCAOB") and are required to be independent with respect to Cabin Securities, Inc. in accordance with the U.S. federal securities laws and regulations of the Securities and Exchange Commission and the PCAOB.

We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement, whether due to error or fraud. Our audit included performing procedures to assess the risks of material misstatement of the financial statements, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements. Our audit also included evaluating principles used and significant estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that our audit provides a reasonable basis for our opinion.

# LMHS, P.C.

LMHS, P.C.

We have served as Cabin Securities, Inc.'s auditor since 2023.

Norwell, Massachusetts March 26, 2026

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### CABIN SECURITIES, INC.

## STATEMENT OF FINANCIAL CONDITION December 31, 2025

### ASSETS

#### Assets:

| Cash and cash equivalents                                                  | ക  | 464,118   |
|----------------------------------------------------------------------------|----|-----------|
| Due From Related Parties                                                   |    | 76,577    |
| Accounts receivable                                                        |    | 566,707   |
| Deposits and prepaid expenses                                              |    | 2,588     |
|                                                                            |    | 1,109,990 |
| Other Assets                                                               |    |           |
| Right of Use Asset - Operating Lease                                       |    | 14,602    |
|                                                                            | ക  | 1,124,592 |
| LIABILITIES AND STOCKHOLDERS' EQUITY                                       |    |           |
|                                                                            |    |           |
| Current Liabilities:                                                       |    |           |
| Commissions Payable                                                        | ക  | 535,273   |
| Accounts payable and accrued expenses                                      |    | 162.361   |
| Due to Related Parties                                                     |    | 161,395   |
| Payroll taxes payable                                                      |    | 1,513     |
| Current Portion of Obligations Under Noncancellable Leases                 |    | 13,356    |
|                                                                            |    | 873,898   |
| Long Term Liabilities                                                      |    |           |
| Long Term Portion of Obligations Under Noncancellable Leases               |    | 1,246     |
|                                                                            |    |           |
|                                                                            |    | 875,144   |
| Stockholders' equity:                                                      |    |           |
| Common Stock, \$1 Par Value, 1,644 shares authorized,                      |    |           |
| 1644 issued and outstanding                                                |    | 1,644     |
| Paid In capital                                                            |    | 26,189    |
| Retained Earnings                                                          |    | 221,615   |
|                                                                            |    | 249,448   |
|                                                                            |    |           |
| Total Liabilities and Stockholders' Equity                                 | લ્ | 1,124,592 |
| The accompanying notes are an integral part of these financial statements. |    |           |

Publicly Available


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