Full text of SYNAPSE BROKERAGE LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## ANNUAL REPORTS FORM X-17A-5 PART III | had a partify of the first and the best of the be | | |---------------------------------------------------|--------------------------------------------------------------------| | | 12 | | | | | | Estimated average burden<br>hours per response:<br>SEC FILE NUMBER | 8-67105 OMB Number: 3235-0123 er. Oct 21 2023 OMB APPROVAL #### FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | 01/01/21 AND ENDING | | | 12/31/21 | |---------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----|-----------------|--------------------------------------------| | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Synapse Brokerage LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | □ Security-based swap dealer @ Major security-based swap participant<br>A Broker-dealer | | | | | | Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 2012 Northwest Military Highway | | | | | | | (No. and Street) | | | | | San Antonio | TX | | | 78213 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Susan Hayes | (609) 642-6593 | | | susan.hayes@synapsefi.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Liggett & Webb, P.A. | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 1901 South Congress Avenue, Suite 110 | Boynton Beach | | FL | 33426 | | (Address) | (City) | | (State) | (Zip Code) | | 10/08/03 | | 287 | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an inc Claims for exemption the requirement that the the tire that the entiremstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. CFR 240.27a-5(EJ(L)(I)(), if applica…Read the full text as markdown