NPB FINANCIAL GROUP, LLC X-17A-5 (2016-02-29) — Broker-dealer annual report

Full text of NPB FINANCIAL GROUP, LLC's X-17A-5 filed 2016-02-29 (period 2015-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: NPB FINANCIAL GROUP, LLC
• Form: X-17A-5
• Filed: 2016-02-29
• Period: 2015-12-31
• Accession: 0001341460-16-000010
• CIK: 1341460
• File #: 8-67113
• Material weakness: No
• Auditor: Elizabeth Tracternberg
• Auditor location: Rocklin, CA
• Contact: Gary K Ching
• Phone: 818 827-7132
• Signed by: Gary K Ching (VP/CFO)

Document text (excerpt)

X-17A-5 0001341460 XXXXXXXX LIVE true false false 01-01-2015 12-31-2015 Broker-dealer N NPB FINANCIAL GROUP, LLC 3500 W. OLIVE AVENUE THIRD FLOOR BURBANK CA 91505 Gary K Ching 818 827-7132 Elizabeth Tracternberg 2367 Clubhouse Drive Rocklin CA 95765 Certified Public Accountant Gary K Ching NPB FINANCIAL GROUP, LLC 02-29-2016 Gary K Ching VP/CFO Y

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Other filings by this registrant

• X-17A-5 — 2022-03-25
• X-17A-5 — 2019-03-01
• X-17A-5 — 2018-03-08
• X-17A-5 — 2017-03-07
• X-17A-5/A — 2015-05-07
• X-17A-5 — 2015-03-09
• X-17A-5 — 2014-03-07
• X-17A-5 — 2013-03-05
• X-17A-5 — 2012-03-05
• X-17A-5 — 2011-03-03
• X-17A-5 — 2010-03-04
• X-17A-5 — 2009-03-09

Original filing on SEC EDGAR (source of record)