Full text of RAINE SECURITIES LLC's X-17A-5 filed 2024-03-19 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # RAINE SECURITIES LLC (SEC I.D. No. 8-67121) STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31, 2023 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a Public document. {1}------------------------------------------------ | State of New York - County of New York as | | |------------------------------------------------|------| | Subscribed and affirmed before me Aline Scheck | | | This 15 day of March | 2024 | | By Jeffrey A. Give | | | Personally known XOR Produced Identification | | {2}------------------------------------------------ # Table of Contents # This filing\*\* contains (check all applicable boxes): - (a) Statement of financial condition. - (b) Notes to consolidated statement of financial condition. - (c) Statement of operations. - (d) Statement of cash flows. - (e) Statement of changes in member's equity. - (f) Statement of changes in liabilities subordinated to claims of creditors. - (g) Notes to financial statements. - (h) Computation of net capital under 17 CFR 240.15c3-1. - (i) Computation of tangible net worth under 17 CFR 240.18a-2. - (j) Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR 240.15c3-3. - (k) Computation for determination of security-based swap reserve requirements pursuant to Exhibit B to 17 CFR 240.15c3-3 or Exhibit A to 17 CFR 240.18a-4, as applicable. - (l) Computation for Determination of PAB Requirements under Exhibit A to § 240.15c3-3. - (m) Information relating to possession or control requirements for customers under 17 CFR 240.15c3- 3. - (n) Information relating to possession or control requirements for security-based swap customers under 17 CFR 240.15c3-3(p)(2) or 17 CFR 240.18a-4, as applicable. - (o) Reconciliations, including appropriate explanations, of the FOCUS Report with computation of net capital or tangible net worth under 17 CFR 240.15c3-1, 17 CFR 240.18a-1, or 17 CFR 240.18a-2, as applicable, and the reserve requirements under 17 CFR 240.15c3-3 or 17 CFR 240.18a-4, as applicable, if material differences exist, or a statement that no material differences exist. - (p) Summary of financial data for subsidiaries not consolidated in the statement of financial condition. - (q) Oath or affirmation in accordance with 17 CFR 240.17a-5, 17 CFR 240.17a-12. - (r) Compliance report in accordance with 17 CFR 240.17a-5. - (s) Exempt…Read the full text as markdown