Full text of GAR WOOD SECURITIES, LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **Gar Wood Securities, LLC** Financial Report December 31, 2025 Files as PUBLIC information pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ### **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | January 1, 2025<br>MM/DD/YY | AND ENDING | December 31, 2025<br>MM/DD/YY | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------|----------------------------------------|--------------------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM:<br>Gar Wood Securities, LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br><br>Security-based swap dealer<br>Broker-dealer<br>Check here if respondent is also an OTC derivates dealer | | Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. box no.) | | | | | 1250 East Diehl Road, Suite 115 | | | | | | (No. and Street) | | | | Naperville | Illinois | 60563 | | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT IN REGARD TO THIS FILING | | | | | Robert S. Jersey | (312) 566-0741 | | bjersey@garwoodsecurities.net | | (Name) | (Area Code - Telephone No.) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Ryan & Juraska LLP | | | | | (Name - if individual, state last, first, middle name) | | | | | 141 West Jackson Boulevard, Suite 2250 | Chicago | Illinois | 60604 | | (Address) | (City) | (State) | (Zip Code) | | March 24, 2009 | | | 3407 | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See 17 CFR 240.17a-5€(1)(ii), if applicable. **Persons who are to respond to the collection of information contained in this…Read the full text as markdown