Full text of PLEXUS ENERGY CAPITAL, LLC's X-17A-5 filed 2026-01-28 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES ANO EXCHANGE COMMISSION Washington, D.C 20549 | ANNUAL REP.ORTS | | | | | |-----------------|--|--|--|--| | FORM X-17A-5 | | | | | | PART 1H | | | | | | 0MB Number. 3235-0123 | |---------------------------| | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | | SEC FILE NUMBER | | | FORM X-17A-5 | | B-&t155 | | | | |--------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|-----------------------------------|--|--|--| | | PART 1H | | | | | | | f<br>ACINGPAGE<br>bmatlon Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 <Under the Securities Exchange Act of 1934 | | | | | | | | AU G FOR THE PERIOD BEGINNING 0 1/01 /25 | | AND ENDING 12/31 /25 | | | | | | | MM/0D/YY | MM/DD/YY | | | | | | | A. REGISlRANT IDENTlfJCATION | | | | | | | NAMEOFARM: Plexus Energy Capital, LLC | | | | | | | | lYPE OF REGISTRANT (check all app5icable boxes):<br>I!] Broker-dealer<br>D Oiedc here if respondent is also an OTC d~ivatives dealer | D Security-based swap dealer | □ Major security-based swap participant | | | | | | ADDRESS Of PRINOPAL PIACE OF BUSINESS: (Do not use a P .0 | . box no.) | | | | | | | 8859 W Crestline Drive | | | | | | | | | ( No. and Street) | | | | | | | Littleton | co | | 80123 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Wayne Williamson | 303-263-7779 | wwilliamson@plexuscapital.com | | | | | | (Name) | (Area Code-Telephone Number) | (Email Address) | | | | | | | 8. A-CCOUNTANT IDENTIFICATION | | | | | | | OfPf DfNTPU8UCACCOUNTANTwhose reports are contained in this filing• | | | | | | | | OHAB AND COMPANY, PA | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 1 oo E Sybelia Ave, Suite 130 | Maitland | FL | 32751 | | | | | (Addr~) | (Cltv) | (State) | (Zip Code) | | | | | July 28, 2004 | | 1839 | | | | | | (Date of | | PCAOB | istration Number if a<br>licablel | | | | • Oaims fur exemption from the requirement that the annual reports be covered by the reports of an independent public aocountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. *5ee* 17 O:R 240.17a-S(e)(l)(ii), if applicable. **Persons wboare** t-o…Read the full text as markdown