DVB CAPITAL MARKETS LLC X-17A-5 (2018-03-01) — Broker-dealer annual report

Full text of DVB CAPITAL MARKETS LLC's X-17A-5 filed 2018-03-01 (period 2017-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: DVB CAPITAL MARKETS LLC
• Form: X-17A-5
• Filed: 2018-03-01
• Period: 2017-12-31
• Accession: 0001344400-18-000002
• CIK: 1344400
• File #: 8-67158
• Material weakness: No
• Auditor: RSM US LLP
• Auditor location: New York, NY
• Contact: Mark Johnson
• Phone: 212-858-2624
• Signed by: Mark S. Johnson (President & CEO)

Document text (excerpt)

X-17A-5 0001344400 XXXXXXXX LIVE false false false 01-01-2017 12-31-2017 Broker-dealer N DVB CAPITAL MARKETS LLC 100 PARK AVENUE SUITE 1301 NEW YORK NY 10017 Mark Johnson 212-858-2624 RSM US LLP 1185 Avenue of the Americas New York NY 10036 Certified Public Accountant Mark S. Johnson DVB CAPITAL MARKETS LLC 12-31-2017 Mark S. Johnson President & CEO Y

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Other filings by this registrant

• X-17A-5 — 2019-03-01
• X-17A-5 — 2017-03-01
• X-17A-5 — 2016-03-01
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-03-04
• X-17A-5 — 2013-03-04
• X-17A-5 — 2012-02-29
• X-17A-5 — 2011-03-01
• X-17A-5 — 2010-03-01
• X-17A-5 — 2009-03-02
• X-17A-5 — 2008-03-31
• X-17A-5 — 2007-04-02

Original filing on SEC EDGAR (source of record)