Full text of FIRST ASSET FINANCIAL INC.'s X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | PUBLIC | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | | | | |-----------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------|--------------------------------------------|--|--|--| | ANNUAL REPORTS | | | | SEC FILE NUMBER | | | | | FORM X-17A-5 | | | 8-28026 | | | | | | | | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | FACING PAGE | | | | | | | AND ENDING 12/31/21<br>filing for the period beginning 01/01/21 | | | | | | | | | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF FIRM. First Asset Financial Inc. | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>■ Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | _ Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 1600 Pennsylvania Ave | | | | | | | | | | | (No. and Street) | | | | | | | | McDonough | GA | | 30253 | | | | | (City) | | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Jim R Webb | 770-400-9800 | | | faf@firstassetfinancial.com | | | | | (Name) | (Email Address)<br>(Area Code - Telephone Number) | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>OHAB AND COMPANY, PA | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 100 E SYBELIA AVE, SUITE 130 MAITLAND | | | i | 32751 | | | | | (Address) | | (City) | (State) | (Zip Code) | | | | | JULY 28, 2004 | | | 18339 | | | | | | (Date of Registration with PCAOB)(if applicable) | | FOR OFFICIAL USE ONLY | | (PCAOB Registration Number, if applicable) | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | | | | | accountant must be supported by a s…Read the full text as markdown