Full text of ANDES CAPITAL GROUP, LLC's X-17A-5 filed 2026-04-14 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Andes Capital Group, LLC** ----- # **Annual Audit Report** For the Year Ended **December 31, 2025** {1}------------------------------------------------ # **Andes Capital Group, LLC Table of Contents** | Facing Page - Annual Audit Report | 1 | |-----------------------------------------------------------------------------------------------|----------------------| | Form X-17A-5, Part III | | | Oath or Affirmation | 2 | | Report of Independent Registered Public Accounting Firm | 3<br>3-4<br>3-4 | | Financial Statements: | | | Statement of Financial Condition | 4<br>5<br>5 | | Statement of Income | 5<br>6<br>6 | | Statement of Changes in Members' Equity | 6<br>7<br>7 | | Statement of Cash Flows | 7<br>8<br>8 | | Notes to Financial Statements | 8-11<br>9-12<br>9-12 | | Supplementary Information Required by Rule 17A-5 of the | | | Securities and Exchange Commission: | | | Schedule I – Computation of Net Capital Required | | | Pursuant to Rule 15c3-1 | 12<br>13<br>13 | | Schedule II – Computation for Determination of Reserve | | | Requirements and Information Relating to Possession | | | of Control Requirements for Brokers and Dealers | | | Pursuant to SEC Rule 15c3-3 | 13<br>14<br>14 | | Other Information: | | | Report of Independent Registered Public Accounting Firm | 14<br>15<br>15 | | Andes Capital Group, LLC's Exemption Report Required | | | by Rule 17A-5 of the Securities and Exchange Commission | 15<br>16<br>16 | | Report of Independent Registered Public Accounting Firm on<br>Applying Agreed-Upon Procedures | 17 | | Schedule of Securities Investor Protection Corporation<br>Assessment and Payment | 18-19 | {2}------------------------------------------------ ### # | <br> | |------| | | 8-67202 01/01/2025 12/31/2025 Andes Capital Group, LLC ■ 205 W. Wacker Drive, Suite 610 Chicago IL 60606 Curtis Spears 312-376-4505 cspears@andescap.com Michael Coglianese, CPA 300 Tri State International, Suite 180 Lincolnshire IL 60069 10/20/2009 3874 {3}------------------------------------------------ ## Curtis Spears Andes Capital Group, LLC 12/31 025 Chief Compliance Officer ## - - - - - - - - - - - - - - - - - - - - - - - - - - {4}------------------------------------------------  ### **Report of Independent Registered Public Accounting Firm** To the Members of Andes Capital Group, LLC ### **Opinion on the Financial Statements** We have audited the accompanying statement of financial condit…Read the full text as markdown