SMITHER & COMPANY CAPITAL MARKETS, LLC X-17A-5 (2017-02-14) — Broker-dealer annual report

Full text of SMITHER & COMPANY CAPITAL MARKETS, LLC's X-17A-5 filed 2017-02-14 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: SMITHER & COMPANY CAPITAL MARKETS, LLC
• Form: X-17A-5
• Filed: 2017-02-14
• Period: 2016-12-31
• Accession: 0001349844-17-000002
• CIK: 1349844
• File #: 8-67213
• Material weakness: No
• Auditor: Keiter
• Auditor location: Glen Allen, VA
• Contact: Kenneth W. Smither
• Phone: 804-690-1232
• Signed by: Kenneth W. Smither (President)

Document text (excerpt)

X-17A-5 0001349844 XXXXXXXX LIVE false false false 01-01-2016 12-31-2016 Broker-dealer N SMITHER & COMPANY CAPITAL MARKETS, LLC 2108 WEST LABURNUM AVE SUITE 250 RICHMOND VA 23227 Kenneth W. Smither 804-690-1232 Keiter 4401 Dominion Blvd Glen Allen VA 23060 Certified Public Accountant Kenneth W. Smither SMITHER & COMPANY CAPITAL MARKETS, LLC 02-14-2017 Kenneth W. Smither President Y

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Other filings by this registrant

• X-17A-5 — 2021-02-12
• X-17A-5 — 2020-02-12
• X-17A-5 — 2019-01-31
• X-17A-5 — 2018-02-14
• X-17A-5 — 2016-02-22
• X-17A-5 — 2015-02-24
• X-17A-5 — 2014-02-24
• X-17A-5 — 2013-02-25
• X-17A-5 — 2012-02-21
• X-17A-5 — 2011-02-22
• X-17A-5 — 2010-03-01
• X-17A-5 — 2009-02-18

Original filing on SEC EDGAR (source of record)