Full text of ALLEGRO SECURITIES LLC's X-17A-5 filed 2022-03-30 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER # **ANNUAL REPORTS FORM X-17A-5 PART III** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | | 01/01/2021<br>FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | 12/31/2021 | | |--------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------|--------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | Allegro Securities LLC | NAME OF FIRM: _______________________________________________________________________ | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>☐<br>X<br>☐<br>Broker-dealer<br>☐ Check here if respondent is also an OTC derivatives dealer | ☐<br>Security-based swap dealer | Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 137 Cunningham Avenue | _____________________________________________________________________________________ | | | | | (No. and Street) | | | | San Antonio | TX<br>_____________________________________________________________________________________ | | 78215 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Thomas Boytinck | 917 855 6764<br>_____________________________________________________________________________________ | thomas.boytinck@allegrocompanies.com | | | (Name) | (Area Code – Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | Michael T Remus CPA | _____________________________________________________________________________________ | | | | | (Name – if individual, state last, first, and middle name) | | | | PO Box 2555 | Hamilton Square<br>_____________________________________________________________________________________ | NJ | 08690 | | (Address) | (City) | (State) | (Zip Code) | | 02/23/2…Read the full text as markdown