Full text of BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC.'s X-17A-5 filed 2022-04-18 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | 0MB APPROVAL | | | |---------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------|------------|-------------------------------------------|--|--| | SECURITIES AND EXCHANGE COMMISSION | 0MB Number: 3235-0123<br>Expires: Oct. 31, 2023 | | | | | | | Washington, D.C. 20549 | | | | | | | | | hours per response: 12 | | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | FORM X-17A-S<br>8-87239 | | | | | | | PART Ill | | | | | | | FACING PAGE | | | | | | | Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | FILING FOR THE PERIOD BEGINNING Q 1 /Q 1 /2021 | | | 12/31/2021 | | | | | MM/DD/VY | AND ENDING | MM/DD/VY | | | | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME oF FIRM: Brokers International Financial Services, LLC | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | 0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | D Major security-based swap participant | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 4135 NW Urbandale Dr | | | | | | | | (No. and Street) | | | | | | Urbandale | IA | | 50322 | | | | (City) | (State) | | (Zip Code) | | | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Andrea Kemble | 5158675904 | | akemble@brokersfinancial.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Marcum LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | Nine Parkway North, Suite 200 | Deerfield | IL | 60015 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/16/2003 | | 688 | | | | | of Reg;,<ca,ioo w;,h PCAOB)lff appHcable] | | | (eCAOB Seg;,<ca<;o, N,mbe,, ;1 applkable] | | | | l" | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | CFR 240.17a-5(e)(l)(ii), if applicable. | accountant must be supported by a statement of facts and circumstances re…Read the full text as markdown