Full text of INLET SECURITIES, LLC's X-17A-5 filed 2021-12-27 (period 2021-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM SEPTEMBER 30, 2021 {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## ANNUAL REPORTS FORM X-17A-5 PART III OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 OMB APPROVAL SEC FILE NUMBER 8-67301 FACING PAGE | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | |-----------------------------------------------------------------------------------------------------------|--|--| | | | | | FILING FOR THE PERIOD BEGINNING | 10/01/2020<br>MM/DD/YY | AND ENDING | 9/30/2021<br>MM/DD/YY | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------|------------|-----------------------|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | Inlet Securities, LLC<br>NAME OF FIRM: | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br> Major security-based swap participant<br>_ Security-based swap dealer<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 122 Faulkner St | | | | | | | (No. and Street) | | | | | | | New Smyrna Beach Florida | | | 32168 | | | | (City) | | (State) | (Zip Code) | | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | Jessica Gilday | 386-426-2440 | igilday@inletsecurities.com | |----------------|--------------------------------|-----------------------------| | (Name) | (Area Code - Telephone Number) | (Email Address) | B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # Hacker, Johnson & Smith, P.A. (Name - if individual, state last, first, and middle name) | 5401 S. Kirkman Road, Suite 620 Orlando | | Florida | 32819 | |--------------------------------------------------|-----------------------|--------------------------------------------|------------| | (Address) | (City) | (State) | (Zip Code) | | 9/29/2003 | | 400 | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration N…Read the full text as markdown