Full text of HB SECURITIES, LLC's X-17A-5 filed 2021-04-06 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # STATEMENT OF FINANCIAL CONDITION PURSUANT TO SEC RULE 17a-5(d) DECEMBER 31, 2020 PUBLIC {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response .......... 12.00 > SEC FILE NUMBER 8-67307 > > OFFICIAL USE FIRM ID. NO. | ANNUAL AUDITED REPORT | |-----------------------| | FORM X-17A-5 | | PART Ill | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder REPORT FOR THE PERIOD BEGINNING 01/01/2020 AND ENDING 12/31/2020 MWl>DIYY MMIDO/YY #### A. REGISTRANT IDENTIFICATION NAME OF BROKER-DEALER: (No. **ancl St/Nt)** r HB SECURITIES, LLC ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not u~ P.O. Box No.) **One West Court Square; Ste 750** | Decatur | Georgia | 30030 | | |---------|---------|-----------|--| | | | (2iDCode) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT **Herman Mannings** Ill **(404) 545-3732** **(Ania** Code - Telep/lOl',o fib) ONLY #### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained In this Report• **David Lundgren** & **Company (Nome-ifindividulll. Slale 1851.** fim. **middle name) 505 North Mur-Len Road Olathe Kansas 66062** (Zip Code) **CHECK ONE:** **[X)** Certified Public Accountant [ 1 Public Accountant [ J Accountant not resident in United States or any of Its possessions. FOR OFFICIAL USE ONLY \*Claims for exemption .from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(eX2). {2}------------------------------------------------ #### **OATH OR AFFIRMATION** I, Herman Mannings Ill, swear (or affirm), to the best of my knowledge and belief, lhe accompanying financial statements and supporting schedules pertaining to the firm of **HB** Securities, LLC as of **December** 31, **2020,** are true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows: Sworn and subscribed to me on the ~-th day of \Y\Jllh , 2021 This report•• con…Read the full text as markdown