Full text of SHORELINEAMBROSE ADVISORS, LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES ANO EXCHANGE COMMISSION Washington, D.C. 20549** **0MB Number: OMB,APl'RDVAl,. \_\_ 3235-0123 &pires; Nov. 30, 2026** Eslilnilted IIWnlll§e burden **hours per response: 12** # **ANNUAL REPORTS FORM X-17 A-5 PART Ill** **SEC FILE NUMBER** 8-67357 | Information Required Pursuant to Rules 17a-5, 17a-12, and llla-71N1der the Securhles Exchange Act of 1934 | FACING PAGE | | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|-----------------------------------------|--------------------------------------------|--|--| | FILING FOR THE PERIOO BEGINNING 01/0_1_/2_ | _5 | | ___ AND ENDING_12/31/25 __ _ | | | | | MM/DD/YY | | MM/OO/YV | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME oF FIRM:_ShorelineAmbrose Advisors, LLC | | | | | | | TYPE OF REGISTRANT {check all applicable boxes):<br>l!l Broker-dealer<br>D Check here if respondent � also an OTC derivatives dealer | D Security-based swap dealer | 0 Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 6310 Greenwich Drive, Suite 120 | | | | | | | | (No. and Streett | | | | | | San Diego | CA | | 92122 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Timothy G. Malott | 619-540-8600 | | tmalott@shoreli ne. com | | | | (Name) | {Area Code-Telephone Number! | I Email Address) | | | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose reports are contained in this filing•<br>Brian W. Anson, CPA | | | | | | | | (Name -if individual, state last, first. and middle name) | | | | | | 18455 Burbank Blvd. Suite 406 Tarzana | | CA | 91356 | | | | (Address)<br>09/15/2005 | (City) | (State)<br>2370 | (Zip Code) | | | | (Date of Registration with P<:AOB)(if applicable} | | | (PCAOB Registration Number, if applicable! | | | | • aaims for exemption from the requirement that tile annual reports be covered by 1he repors of an independent public<br>accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemplion. See 17 | FOR OFFICIAL USE ONLY | | | | | **CFR 240.17a-S{e){l)(ii), if applica…Read the full text as markdown