Full text of CGS INTERNATIONAL SECURITIES USA, INC.'s X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **CGS-CIMB SECURITIES (USA), INC.** (SUBSEQUENTLY RENAMED AS CGS INTERNATIONAL SECURITIES USA, INC.) STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2023 {1}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Nov. 30, 2026 Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 8-67414 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING\_12/31/2023 filing for the period beginning 01/01/2023 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: CGS-CIMB Securities (USA), Inc. TYPE OF REGISTRANT (check all applicable boxes): � Broker-dealer 0 Major security-based swap participant O Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 104 WEST 40TH STREET, SUITE 1810 (No. and Street) 10018 NEW YORK NY (Zip Code) (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING Helen Chin-Luk 212-616-8608 helen.chinluk@cgsi.com (Email Address) (Name) (Area Code - Telephone Number) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Citrin Cooperman & Company, LLP (Name -- if individual, state last, first, and middle name) 180 Park Avenue, Suite 200 Florham Park 07932 NJ (Address) (City) (State) (Zip Code) 11/02/2005 2463 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, If applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION | Helen Chin-Luk | swear (or affirm) that, to the best of my knowledge and belief, the | |----------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------…Read the full text as markdown