Full text of MAGV SECURITIES, INC.'s X-17A-5 filed 2022-03-24 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: 12 | | | | | # **ANNUAL REPORTS FORM X-17A-S PART Ill** | SEC FILE NUMBER | | |-----------------|--| | 8-67427 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **1 /1 /21** AND ENDING **12/31 /21** --------- MM/DD/VY MM/DD /Y <sup>Y</sup> | A. REGISTRANT IDENTIFICATION | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------|--------------------------------------------| | NAME oF FIRM: MAGV Securities, Inc. | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>~ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 221 River Street, 9th Floor | | | | (No. and Street) | | | | Hoboken<br>NJ | | 07030 | | (City)<br>(State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Michael Seidler<br>(917) 667-8043 | | michael.seidler@madisonalley.com | | (Name)<br>(Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | RUBIO CPA, PC | | | | (Name - if individual, state last, first, and middle name) | | | | 2727 Paces Ferry Rd SE, Suite 2-1680 Atlanta | GA | 30339 | | (Address)<br>(City) | (State) | (Zip Code) | | 5/5/09 | 3514 | | | rte of<br>Reg;,tratioa with PCAOB)Uf apphcable) | | (PCAOB Reg;,trafoa N,mbec, ;t apphcable) I | | FOR OFFICIAL USE ONLY | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collectio…Read the full text as markdown