Full text of JAVCAP SECURITIES LLC's X-17A-5 filed 2021-03-11 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  317-257- 1540 FAX: 317-257-1544 **62% Rucbr Road. Suite G Jndiru:uip.,lis, IN 46220** #### REPORT OF INDEPENDENT REGISlERED PUBLIC ACCOUNTING FIRM To the Board of Directors of JavCap Securities, LLC ### Opinion on the Financ.ial Statements We have audited the accompanying statement of financial condition of JavCap Securities, LLC, as of December 31, 2020, the related statements of operations, changes in member's equity, and cash flows for the year then ended and the related notes (collectively referred to as the financial statements). In our opinion, the financial statements present fairly, in all material respects, the financial position of JavCap Securities, LLC as of December 31, 2020, and the results of its operations and its cash flows for the year then ended in conformity with accounting principles generally accepted in the United States of America. #### Basis for Opinion These financial statements are the responsibility of JavQ,p Securities, LLC's management. Our responsibility is to express an opinion on JavCap Securities, LLC's financial statements based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to JavCap Securities, LLC in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB. We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and peiform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement whether due to error or fraud. Our audit inc)Jded peiforming procedures to assess the risks of material misstatement of the financial statements, whether due to error or fraud, and peiforming procedures that respond to those risks. Such procedures included examining, on a te!t basis, evidence regarding the amounts and disclosures in the financial statements. Our audit also included evaluating the accounting principles used and significant estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that our audit provides a reasonable basis for our opinion\_ #### Supplemental Information The supplemental schedule titled Computation of Net Capital, Aggregate Indebtedness, and Basic Net C…Read the full text as markdown