Full text of HRC FUND ASSOCIATES, LLC's X-17A-5 filed 2022-02-23 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 REPORT FOR THE PERIOD BEGINNING 01/01/2021 AND ENDING 12/31/2021 MM/DD/YY MM/DD/YY #### A. REGISTRANT IDENTIFICATION NAME OF FIRM: HRC FUND ASSOCIATES LLC TYPE OF REGISTRANT (check all applicable boxes): &Broker-dealer □ Check here if respondent is also an OTC derivatives dealer OMajor security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | 100 Wall Street - 20th Floor | | | | |----------------------------------------------------------------------------|--------------------------------------------------------|---------|--------------------------------------------|--| | | (No. and Street) | | | | | New York | NY | | 10005 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Scott Daniels | 212-751-4422 | | sdaniels@dfppartners.com | | | (Name) | (Area Code-Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing * | | | | | | | WithumSmith&Brown, PC | | | | | | (Name - if individual, state last, first, middle name) | | | | | 506 Carnegie Center - Suite 400 | Princeton | NI | 03540 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/08/2003 | | | 100 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | OMB APPROVAL | | |--------------------------|--| | OM8 Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: 12 | | SEC FILE NUMBER 8-67496 {1}------------------------------------------------ #### OATH OR AFFIRMATION I. Scott Daniels, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertainin…Read the full text as markdown