# CLEARVIEW TRADING ADVISORS, INC. X-17A-5 (2020-08-31) — Broker-dealer annual report - Company: CLEARVIEW TRADING ADVISORS, INC. - Form: X-17A-5 - Filed: 2020-08-31 - Period: 2020-06-30 - Accession: 0001383996-20-000003 - CIK: 1383996 - File #: 8-67501 - Material weakness: No - Auditor: Tarlow & Co., CPA, PC - Auditor location: New York, NY - Contact: Gregg Ettin - Phone: 646-747-5220 - Signed by: Gregg Ettin (CEO) Original filing: https://www.sec.gov/Archives/edgar/data/1383996/000138399620000003/ClearviewPublicAudit2020.pdf --- {0}------------------------------------------------ # CLEARVIEW TRADING ADVISORS, INC. ## Statement of Financial Condition ## Including Report of Independent Registered Public Accounting Firm As of June 30, 2020 {1}------------------------------------------------ #### **UNITF.DST A TFS SECURITIESANDF..XOIANGECOMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | | |------------------------------|-----------------|--| | OM8Number. | 3235-0123 | | | Expkes: | August 31. 2020 | | | Estimated a'll'!l'age burden | | | | hours
res | .•.• 12.00 | | # **ANNUAL AUDITED REPORT FORM X-17A-5 PART** Ill | | SEC ALE NUMBER | |---------|----------------| | 8-67501 | | ## FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the **Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | ___________
07/01/2019 | AND ENDING | _________
06/30/2020
_ | |-------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|------------|--------------------------------| | | MM/DD/YY | | MMIDDNY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER:
Clearview Trading Advisors, Inc. | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)
230 Park Avenue, Suite 904 | | | ARMI.D.NO. | | | (No. and Street) | | | | New York | NY | | 10169 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO TIIIS REPORT
Gregg Ettin | | | (646-747-5220) | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | Tarlow & Co., CPA, PC | | | | | | (Name - if individual, state last, first, middle name) | | | | 7 Penn Pla7.a, Suite 210 | New York | NY | 10001 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | | | | | | §
Certified Public Accountant | | | | | Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | I | *•Claims /or exemption from the requirement that the annual report be covered by the opinion of an independent public account, mu.rt be supported by a statement of/acts and circumstances relied on as the basis/or the exemption. See Section U0.17a-5(e>* > Potentlal **person,** who are to respond to the oollectlon of Information contained In this form are not required to respond unleee the form dlaplaya • currently valld 0MB control numbef ~ {2}------------------------------------------------ ## **OATH OR AFFIRMATION** | I,
m | Gregg Ettin
kn
, swear (or a.ffinn) that, to the best of | |---------|----------------------------------------------------------------------------------------------------------------------------------------------------------------| | | 1
Y £'11~~~dge and ~ehef ~e accompanying financial statement and supporting schedules pertaining to the firm of
'-'Ka.n1ew Trading Advhors, Inc. | | of | __
June30
, a
20
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__;7 are true and correct. I further swear (or affirm) tha1 | | | netth~r the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account | | | classified solely as that of a customer, except as follows: | | None | | | | BISMAR TRUJILLO BARRIOS
NOTARY PUBLIC, STATE OF NEW YORK
CEO
NO. 01 TR6385456
Title
QUALIFIED IN SUFFOLK COUNTY
TERM EXPIRES JANUARY 7, 2023 | | | Notary Public | | | | | | ·s report** contains (check all applicable boxes): | | | i2I (a) Facing Page. | | | (b) Statement of Financial Condition. | | | (c) Statement of Income (Loss). | | | (d) Statement of Changes in Financial Condition.
( e) Statement of Changes in Stockholders' Equity or Partners' or Sole Proprietors' Capital. | | | (f) Statement of Changes in Liabilities Subordinated to Claims of Creditors. | | | (g) Computation of Net Capital. | | | (h) Computation for Determination of Reserve Requirements Pursuant to Rule 15c3-3. | | | (i) Information Relating to the Possession or Control Requirements Under Rule 15c3-3. | | O (j) | A Reconciliation, including appropriate explanation of the Computation ofNet Capital Under Rule 15c3-l and th | | | Computation for Determination of the Reserve Requirements Under Exhibit A of Rule 15c3-3. | | 0 | (k) A Reconciliation between the audited and unaudited Statements of Financial Condition with respect to method | | | consolidation. | | | | | | (m) A copy of the SIPC Supplemental Report. | | | § (l) An Oath or Affirmation.
(n) Exemption report | | | | **u** *For conditions of confidential treatment of certain portions of this filing, see section 240.l 7a-5(e)(3).* {3}------------------------------------------------ # CLEARVIEW TRADING ADVISORS, INC. ## STATEMENT OF FINANCIAL CONDITION JUNE 30, 2020 | ASSETS | | |----------------------------------------------------|--------------| | Current assets | | | Cash and cash equivalents | S
177,045 | | Prepaid expenses | 11,531 | | Total assets | 188,576 | | | | | LIABILITIES AND STOCKHOLDER'S EQUITY | | | Current liabilities | | | Accounts payable and accrued expenses | S
28,846 | | Stockholder's Equity | | | Common stock, no par value; 200 shares authorized; | | | 200 shares issued and outstanding | 12,500 | | Additional paid-in capital | 940,754 | | Accumulated deficit | (793,524) | | Total stockholder's equity | 159,730 | | Total liabilities and stockholder's equity | 188,576 | {4}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