Full text of EMPIRE ASSET MANAGEMENT Co's X-17A-5 filed 2024-05-02 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STAcTES SEC:IJ){ITttS:"AN:CF·EX€HitNGE' C!o'MIVUSSlQN Washingf(lth:CJ.C,20\#39;49'.** #### **AN;N'UAJL RE]>O'R:TS ·f0.R1 M X'."•:t7A .. s: :P:ARTUl** | ,OMlllN:U1t1611t, a'as:.tl1B. | |-------------------------------| | ~~te,s/ Pc:C'S.l,Joii, | | :E1t'/m;1Jed ~~,age ~urperl | | hqvr~perr~ponse} '11; | | | | SEC:FJtE'Nt.JMBER! | | | | | |--------------------|--|--|--|--| | | | | | | | | | | | | #### **FACINGPAG&** Information Requfr.ed J>utsuant tO'RUlesl7i!•51 :t1.:i-~!:Zr-~nd' . .fB~•7:urrder tlre,Securlfles: 6(!haitge,Act:of]i9S4\ | FILHiJG F.0RlllE- PER!QOBE~!NNING | 0>t/0112~ . | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------|--|----------|-------------------------------------------| | | MMZnntyy | | | | | | | | | | | I\IAIYIE Or'FIRM: _-":E""'m_,.pi;;.J re""":.A~i~c· ~;.;;.et;\M"""•,.<;1:J.;.;;·1 ~ g:.;.e;ila;;;,.e nt;;;;;Q:;;.ie:;;.•m.:::.pa.:,;·;;.;._ rn:,2\$,:•:L;:;;L:;,;· c:· -----------'-,;.,._-'-'--"----- | | | | | | TYPE di= REGISTRA'NTJ:¢treck aft, appJfoable boxes·):-<br>DtBro'k~-de.aler<br>tJ ·Check h-ere!f re~i,orfdent'.ls also:an c:rtt0 | .security-base:d\$W~P dtal:er<br>derlvatWes:dea"te'I' | | | :0-Ma]brsecQl'Jty,.bas-ediwaptparftcipant | | ~DURESS Of PRJNCIPAl fltl\.Ct'(i)f :S(JS+M.E-SS; tPP t:rOltl\$e ~ :P.:O .• box no-,'.] | | | | | | 29'B'tcatlway,, i~th:Flepr | | | | | | | (No. ·and.stree~. | | | | | | | | | | | [Citt;J' | | | | | | P:B.RS0/IJTO :CQNT,li,CTWFTll REtiARtn\tJ THIS,.FITJNG | | | | | | GreggZeolt | | | | | | (Name} | | | | | | | | | | | | | | | | | | | | | | | | | | | | ,3275J | | | Mama.no. | | | | | | | | i{Statet | | | | | | 1:839 | | \* aa·tms for0 exempJioit frgrn,the'reqtilr.emenftn.it rhunnuaLrep,orts b.e .. qoveted PY(-he,repP:rtS lif,.an· fndepen11etJtp:ubffc. a~<=oµntant r:nust be,s11pported' by a statement-of ftit:tk ar,d'!ilr;;umstanc.i:iHelled cn'as."the:basls ohhe:exl\m,Pt[(!tl,. Sj!g fit CFlt240.t7.a•5te)[l-,(liJ,1f appltciibJe, J~el'.\$0,os Wh'O,a i'e to respond 1¢ tlre-~llettlbi'I of lnformatlori eontarhesl11 Vtis'fo,rm ~te n.Pt£eq1.11riectto·resJ)9rii!t1illeS\$.t~etom1· -dtsplilvs-a·c4i:rently valld'6MBJ::Ontrtihrtumbet.. {1}------------------------------------------------ #### **OATH ORAFFIRMATION** | Gregg Zeoli<br>swear (…Read the full text as markdown