AMBASSADOR FINANCIAL GROUP, INC. X-17A-5 (2019-02-27) — Broker-dealer annual report

Full text of AMBASSADOR FINANCIAL GROUP, INC.'s X-17A-5 filed 2019-02-27 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ UNITEDST A TES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549 ## **ANNUAL AUDITED REPORT FORM X-1 7A-5 PART Ill** | OMB Number: | 3235.()123 | |--------------------------|---------------------------| | Expires: | August 31, 2020 | | Estimated average burden | | | | hours per response 12.00 | | | | OMB APPROVAL | SEC RLE NUMBER | | |----------------|--| | B-67525 | | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01 | /01<br>/2018 | | AND ENDING 12/31/2018 | | |-------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------|---------|-----------------------|--| | | MMIDDIYY | | MMfDDIYY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Ambassador Financial Group, Inc.<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | OFFICIAL USE ONLY | | | | | | FIRM 1.0. NO. | | | 1605 N. Cedar Crest Boulevard Suite 508 | | | | | | | (No. and Street) | | | | | Allenttown | PA | | 18104 | | | (City) | (State) | | (Zip Code) | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report•<br>Baker Tilly Virchow Krause, LLP | B. ACCOUNTANT IDENTIFICATION<br>(Name - if individual. state last, first, middle name) | | | | | 1650 Market Street SUite 4500 | Philadelphia | PA | 19103 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE:<br>IV I<br>Certified Public Accountant<br>DPublic Accountant<br>OAccountant not resident in United States or any of its possessions. | FOR OFFICIAL USE ONLY | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > Potential persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ## **OATH OR AFFIRMATION** | __<br>I, _M_a_tt_h_e_w_T_. _R_e_sc_h _<br>_ | _________________ | , swear (or affirm) that, to the best of<br>_ | | | |-----------------------…

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