SPOUTING ROCK CAPITAL ADVISORS, LLC X-17A-5 (2016-05-25) — Broker-dealer annual report

Full text of SPOUTING ROCK CAPITAL ADVISORS, LLC's X-17A-5 filed 2016-05-25 (period 2016-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: SPOUTING ROCK CAPITAL ADVISORS, LLC
• Form: X-17A-5
• Filed: 2016-05-25
• Period: 2016-03-31
• Accession: 0001388354-16-000005
• CIK: 1388354
• File #: 8-67539
• Material weakness: No
• Auditor: DeMarco Sciaccotta Wilkens & Dunleavy, LLP
• Auditor location: Chicago, IL
• Contact: Carol Ann Kinzer
• Phone: 678-525-0992
• Signed by: Blakely C. Page (President)

Document text (excerpt)

X-17A-5 0001388354 XXXXXXXX LIVE true false false 04-01-2015 03-31-2016 Broker-dealer N SPOUTING ROCK CAPITAL ADVISORS, LLC 100 MATSONFORD ROAD BUILDING FIVE, SUITE 441 RADNOR PA 19087 Carol Ann Kinzer 678-525-0992 DeMarco Sciaccotta Wilkens & Dunleavy, LLP 6601 N. Avondale Suite 200 Chicago IL 60631 Certified Public Accountant Blakely C. Page SPOUTING ROCK CAPITAL ADVISORS, LLC 03-31-2016 Blakely C. Page President Y

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Other filings by this registrant

• X-17A-5 — 2021-06-29
• X-17A-5 — 2020-06-01
• X-17A-5 — 2019-05-30
• X-17A-5 — 2018-06-13
• X-17A-5 — 2017-05-23
• X-17A-5/A — 2015-06-26
• X-17A-5 — 2015-06-01
• X-17A-5/A — 2014-05-19
• X-17A-5 — 2014-02-28
• X-17A-5/A — 2013-03-19
• X-17A-5 — 2013-03-01
• X-17A-5 — 2012-02-28

Original filing on SEC EDGAR (source of record)