Full text of CICC US SECURITIES, INC.'s X-17A-5 filed 2025-04-01 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **CICC US SECURITIES, INC. AND SUBSIDIARY** (SEC I.D. NO. 8-67544) Consolidated Statement of Financial Condition # December 31, 2024 (With Report of Independent Registered Public Accounting Firm Thereon) Filed in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT. {1}------------------------------------------------ Consolidated Statement of Financial Condition December 31, 2024 ## **Table of Contents** | | Page(s) | |-------------------------------------------------------------------------------------------------------------------------------------------------|---------| | Report of Independent Registered Public Accounting Firm | 1-2 | | Financial Statement: | | | Consolidated Statement of Financial Condition | 3 | | Notes to Consolidated Statement of Financial Condition | 4–14 | | Computation of Net Capital under 17 CFR 240.15c3-1 | 15 | | Report of Independent Registered Public Accounting Firm on Internal Control Pursuant to Commodity<br>Futures Trading Commission Regulation 1.16 | 16-17 | {2}------------------------------------------------  CBIZ CPAs P.C. 685 Third Avenue New York, NY 10017 P: 212.503.8800 # Report of Independent Registered Public Accounting Firm To the Board of Directors and Stockholder of CICC US Securities, Inc. and Subsidiary ## Opinion on the Financial Statement We have audited the accompanying consolidated statement of financial condition of CICC US Securities, Inc. and Subsidiary ("Company") as of December 31, 2024, and the related notes (collectively referred to as the "financial statement"). In our opinion, the financial statement presents fairly, in all material respects, the financial position of the Company as of December 31, 2024, in conformity with accounting principles generally accepted in the United States of America # Basis for Opinion The financial statement is the responsibility of the Company's management. Our responsibility is to express an opinion on the Company's financial statement based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) ("PCAOB") and are required to be independent with respect to the Company in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB. We conducted our audit in accordance with the standards of th…Read the full text as markdown