Full text of ASCENDANT FINANCIAL PARTNERS, LLC's X-17A-5 filed 2024-03-12 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ PUBLIC **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-67551 **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **1/1/2023** MM/DD/VY AND ENDING **12/31/2023** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAMEOFFIRM:ASCENDANT FINANCIAL PARTNERS, LLC TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer D Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 317 AUSTRALIAN DRIVE (No. and Street) ROTONDA WEST FL 33947 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING SUSAN WYKA 3038827311 SWYKA@ASCENDANTFP .COM (Name) (Area Code - Telephone Number} (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* OHAB AND COMPANY, PA (Name - if individual, state last, first, and middle name) 100 E SYBELIA AVENUE SUITE 130 MAITLAND FL 32751 (Address) (City} (State) (Zip Code) JULY 28, 2004 1839 T" **of R,g;straUoo w;th PCAOB)lff appUcable) FOR OFFICIAL USE ONLY (PCAOB R,g;strat;o, N,mbec, ;f appUcable)** I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, SUSAN WYKA swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of ASCENDANT FINANCIAL PARTNERS, LLC as of /11t4::/2- c. tJ I 1 , 20 *?-if,* is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. ~ **.Q.,,** {: *L,4.\_* **i<'.…Read the full text as markdown