# MOODY SECURITIES, LLC X-17A-5 (2020-03-02) — Broker-dealer annual report

- Company: MOODY SECURITIES, LLC
- Form: X-17A-5
- Filed: 2020-03-02
- Period: 2019-12-31
- Accession: 0001390422-20-000002
- CIK: 1448683
- File #: 8-68069
- Material weakness: No
- Auditor: Frazier & Deeter, LLC
- Auditor location: Atlanta, GA
- Contact: Kristy Johnson
- Phone: 281-367-0380
- Signed by: Robert W. Engel (Chief Financial Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/1448683/000139042220000002/1033audit.pdf

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X-17A-5

 0001448683
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2019
 12-31-2019
 Broker-dealer
 N

 MOODY SECURITIES, LLC

 6363 WOODWAY SUITE 110
 HOUSTON
 TX
 77057

 Kristy Johnson
 281-367-0380

 Frazier & Deeter, LLC

 1230 Peachtree Street, Suite 1500
 Atlanta
 GA
 30309

 Certified Public Accountant

 Robert W. Engel
 MOODY SECURITIES, LLC
 12-31-2019
 Robert W. Engel
 Chief Financial Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.