Full text of CORPORATE FINANCE SECURITIES, INC.'s X-17A-5 filed 2026-04-21 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **CORPORATE FINANCE SECURITIES, INC.** SEC ID **No. 8-67566** #### **FINANCIAL STATEMENTS AND SUPPLEMENTAL SCHEDULE** **For The Year Ended December 31, 2025** The report is filed in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT. {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMM~SSION Washington, D.C. 20549** | o••" APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | 12 | | | SEC FILE NUMBER 8-67566 #### **ANNUAL REPORTS** #### **FORM X-17A-5** ### **PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | ___<br>___<br>___<br>AND ENDING<br>1_2_/3_1_/_25-'-----<br>0_1_/0_1_/2_5<br>MM/DD/YY<br>MM/OD/VY<br>A. REGISTRANT IDENTIFICATION<br>Corporate Finance Securities, Inc.<br>TYPE OF REGISTRANT (check all applicable boxes):<br>□ Security-based swap dealer<br>□ Major security-based swap participant<br>D Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>120 Vantis Drive, Suite 300<br>(No. and Street)<br>Aliso Viejo<br>92656<br>CA<br>(City)<br>(State)<br>(Zip Code)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING<br>peterh@cfaw.com<br>(949) 457-8990<br>(Email Address)<br>(Area Code - Telephone Number)<br>8. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Anson, Brian<br>(Name - if individual, state last, first, and middle name)<br>91356<br>CA<br>Tarzana<br>18455 Burbank Blvd. Suite 404<br>(State)<br>(Zip Code)<br>(City)<br>2370<br>9/15/2005<br>l"<br>of R,g;stc,t;oo with PCAOB)(tt appUcable) FOR OFFICIAL USE ONLY<br>(PCAOB R,g;st,aUoo N,mbe,, ;f appUcable) | | | | | | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown