Full text of BROADOAK PARTNERS, LLC's X-17A-5 filed 2025-04-02 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES' SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPRflVAI | | | |---------------------------|--|--| | 0MB Number: 3235-0123 | | | | Expires: Nov. 30, 2026 | | | | Estimated average burden | | | | hours per response:<br>12 | | | | | | | # **ANNUAL REPORTS FORM X-17A-5 PART Ill** **FACING PAGE** **A. REGISTRANT IDENTIFICATION** | SEC FILE NUMBER | | |-----------------|--| | 8-67574 | | (Zip Code) **Information Required Pursuant to Rules 17a-s, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** 01/01/2024 12/31/2024 FILING FOR THE PERIOD BEGINNING \_\_\_\_\_\_\_\_ AND ENDING \_\_\_\_\_\_\_ \_ MM/DD/VY MM/DD/VY BroadOak Partners, LLC NAME OF FIRM: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 4800 Montgomery Lane, Suite 230 | | (No. and Street) | | | | | | |-------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|---------------------|--|--|--| | Bethesda, MD 20814 | | | | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Lars Hanan | (301 )717-1251 | | lhanan@broadoak.com | | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Keiter | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 4401 Dominion Boulevard | Glen Allen | VA | 23060 | | | | (Address) (City) (State) 80 T"' of Reg;,t,aboo w;th PCAOB )(ff appHcab~) **FOR OFFICIAL USE ONLY** (PCAOB Reg;,t,atloo Numbe,, • applkable)I • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of Information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}-----------------…Read the full text as markdown