Full text of KKR CAPITAL MARKETS LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0 MB Number: 3235--0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | SEC FIL£ NUMBER | | |-----------------|--| | 8-67578 | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 | | | | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------|----|-----------------|-------------------|--|--| | ----------<br>-----------<br>01/01/25<br>12/31/25 | | | | | | | | FILING FOR THE PERIOD BEGINNING<br>AND ENDING<br>MM/DD/YY | | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: | ____________________________<br>KKR Capital Markets LLC<br>_ | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>□ Major security-based sw<br>□ Security-based swap dealer<br>ap participant<br>□ Broker-dealer<br>■<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 30 Hudson Yards | | | | | | | | | (No. and Street) | | | | | | | New York | NY | | | 10001 | | | | (City) | (State) | | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | John Knox | 212-659-2022 | | | John.Knox@KKR.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Deloitte & Touche LLP | | | | | | | | 30 Rockefeller Plaza | (Name - if individual, state last, first, and middle name)<br>New York | | NY | 10112 | | | | (Address) | (City) | | (State) | (Zip Code) | | | | 10/20/03 | | 34 | | | | | | | FOR OFFICIAL USE ONLY | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this…Read the full text as markdown