Full text of TWG SECURITIES, INC.'s X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### FINANCIALS TA TEMENTSAND SUPPLEMENTARYINFORMATION # **TWG Securities, Inc.** As of and for the Year Ended December 31, 2025 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PARTIII** | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | | SEC FILE NUMBER | | |-----------------|--| | 8-67585 | | **FACING PAGE** Information **Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 01 /01 /25 | | AND ENDING 12/31 /25 | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------|----------------------|---------|------------------------------|--| | | MM/DD/YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME oF FIRM: TWG Securities, Inc. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Major security-based swap participant<br>O Security-based swap dealer<br>~ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 175 W. Jackson Blvd., Suite 81 O | | | | | | | | (No. and Street) | | | | | | Chicago | IL | | | 60604 | | | (City) | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Kortney R. Wilson | (919) 389-3183 | | | kortney. wilson@assurant.com | | | {Name) | (Area Code - Telephone Number)<br>(Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Pricewaterhouse Coopers LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 300 Madison Ave | New York | | NY | 10017 | | | (Address) | (City) | | (State) | (Zip Code) | | | October 20, 2003 | | 238 | | | | | {PCAOB Registration Number, if applicable)<br>(Date of Registration with PCAOB)(if applicable) | | | | | | **FOR OFFICIAL USE ONLY** \* Claims for exemption fr…Read the full text as markdown