Full text of KEMA PARTNERS LLC's X-17A-5 filed 2020-02-21 (period 2019-12-01). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ KEMA Partners LLC Report Pursuant to Rule 17a-5 (d) Financial Statements For the Year Ended December 31, 2019 {1}------------------------------------------------ **UNITED STATES S1£CUR1TIJ<;SAND EXCHANGJ.<:COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12.00 ## **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | SEC FILE NUMBER | |-----------------| | 8- 067600 | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | | 0_l/_0_1/_2_0_19 _____<br>__<br>MM/DD/YY | AND ENDING | __<br>__<br>_ !2 l__,<br>1,,\L ,<br>,0 )9.,__ _<br>_<br>VIM/llD/YY | | |--------------------------------------------------------------------------|--|---------------------------------------------------------------------|--------------|----------------------------------------------------------------------|--| | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: | | KEMA Partners LLC | | OFFICIAL USE ONLY | | | ADDRESS Or PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | FIRM LO. NO. | | | | | 309 La Verne Ave | | | | | | | (No. and Street) | | | | | Mill Valley | | CA | | 94941 | | | (City) | | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | Howard W. Cann | 415-383-4743 | | | | | | | | (Area Code - Telephone Number) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | Alvarez & Associates, lnc. Certified Public Accountants | | | | | | | | | (Name if individual. stale la.,t, firs!, middle name) | | | | | 9221 Corbin Avenue, Suite 165 Northridge | | | CA | 91324 | | | (Add re,,) | | (C ily) | (State) | (Zip Code} | | | CHECK ON.I!:: | | | | | | | I<br>✓<br>certified Public Accountant<br>B<br>Public Accountant | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | *\*Claims/or exemplion from the requirement that the annual report be covered by the opinion of an independent public accountant must be suppor1ed by a statement o\_ffacts and circumstances relied on as the basis.for the exemption. See Section 240. l 7a-5(e}(2)* > **Potent…Read the full text as markdown