# CARL MARKS SECURITIES LLC X-17A-5 (2017-02-24) — Broker-dealer annual report

- Company: CARL MARKS SECURITIES LLC
- Form: X-17A-5
- Filed: 2017-02-24
- Period: 2016-12-31
- Accession: 0001399878-17-000002
- CIK: 1399878
- File #: 8-67642
- Material weakness: No
- Auditor: EisnerAmper LLP
- Auditor location: New York, NY
- Contact: Robert Speer
- Phone: 212-909-8432
- Signed by: Robert Speer (CFO)

Original filing: https://www.sec.gov/Archives/edgar/data/1399878/000139987817000002/full.pdf

---

X-17A-5

 0001399878
 XXXXXXXX

 008-67642

 LIVE

 true
 true
 false

 01-01-2016
 12-31-2016
 Broker-dealer
 N

 CARL MARKS SECURITIES LLC

 900 THIRD AVENUE, 33RD FLOOR
 NEW YORK
 NY
 10022

 Robert Speer
 212-909-8432

 EisnerAmper LLP

 750 Third Ave.
 New York
 NY
 10017

 Certified Public Accountant

 Robert Speer
 CARL MARKS SECURITIES LLC
 12-31-2016
 Robert Speer
 CFO
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.