# CARL MARKS SECURITIES LLC X-17A-5 (2018-02-28) — Broker-dealer annual report

- Company: CARL MARKS SECURITIES LLC
- Form: X-17A-5
- Filed: 2018-02-28
- Period: 2017-12-31
- Accession: 0001399878-18-000001
- CIK: 1399878
- File #: 8-67642
- Material weakness: No
- Auditor: EISNERAMPER LLP
- Auditor location: NEW YORK, NY
- Contact: ROBERT SPEER
- Phone: 212-909-8432
- Signed by: ROBERT SPEER (CFO)

Original filing: https://www.sec.gov/Archives/edgar/data/1399878/000139987818000001/full.pdf

---

X-17A-5

 0001399878
 XXXXXXXX

 008-67642

 LIVE

 true
 true
 false

 01-01-2017
 12-31-2017
 Broker-dealer
 N

 CARL MARKS SECURITIES LLC

 900 THIRD AVENUE, 33RD FLOOR
 NEW YORK
 NY
 10022

 ROBERT SPEER
 212-909-8432

 EISNERAMPER LLP

 750 THIRD AVE
 NEW YORK
 NY
 10022

 Certified Public Accountant

 ROBERT SPEER
 CARL MARKS SECURITIES LLC
 12-31-2017
 ROBERT SPEER
 CFO
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.