Full text of INFINITY SECURITIES, INC.'s X-17A-5 filed 2021-12-14 (period 2021-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Infinity Securities, Inc. Audit of Financial Statements and Supplementary Information September 30, 2021 {1}------------------------------------------------ UNITEDSTATES SECURJTJES A.i"ID EXC RANGE COMMISSION Washington, D.C. 20549 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART lrl** | Expires: | October 31, 2023 | | | | | |----------|-------------------------------|--|--|--|--| | | Estimated average burden | | | | | | | hours oer resoonse<br>. 12.00 | | | | | OMB APPROVAL OMS Number: 3235-0123 > SEC FILE NUMBER 8-67647 FACING PAGE Information Required of Brokers and Dealers .Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule **J** 7a-S Thereunder REPORT FOR THE PERIOD BEGINNING 10/01/20 AND ENDING 09/30/21 | | | | ~~~~~~~~~~~ | | |--------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|------------|--------------------------------|--| | | MMIDD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Infinity Securities, Inc. | | | OFFICIAL USE ONLY | | | ADDRESS OF PRTNCI PAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | RAM l.D. NO. | | | 212 9th St Ste 202 | | | | | | | (No. ilnd S1rcct) | | | | | OalcllirRtl | CA | 94607 | | | | (City) | cStall!) | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Greg Gilbert 510 581!.8CVJ1 | | | | | | | | | (Arca Code - Telephone Number} | | | B. ACCOl | ~TANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Repon• | | | | | | Alvarez & Associates, Inc. Certified Public Accountants | | | | | | | (Name - if individual. state last. first. m!dd/I! name) | | | | | 9221 Corbin Ave. Suite 165 | North ridge | CA | 91324 | | | (Address) | CCicy) | (Stale) | (Zip Code) | | | CHECK ONE: | | | | | | 1~1Certified Public Accountant | | | | | | DPublic Accountant | | | | | | | | | | | | | | | | | | D | Accountant not resident in United States or any of its possessions. | | | | *•Cla ims for e.um1ption from the req111reme11t that the annual report be covered by che opinibn of an indep1mdenc public accountallt must be supported by a statement of facts and 7ircumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > Potential persons who are to respond to the collection of information contained in this for…Read the full text as markdown