Full text of PHX FINANCIAL, INC.'s X-17A-5 filed 2026-04-30 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # PBX Financial, Inc. dba Phoenix Financial Services SEC File No. (8-67653) Financial Statement and Supplemental Information Pursuant to Rule 17a-5 of the Securities and Exchange Commission Year Ended December 31, 2025 {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,** D.C. **20549** OMBAPPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-67653 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 01 /01 /25 | AND ENDING 12/31 /25 | | |--------------------------------------------|----------------------|--| | | | | MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: PHX Financial Inc. TYPE OF REGISTRANT {check all applicable boxes) : ~ Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) # 100 Wall Street | | (No. and Street) | | | | |---------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|----------------------------|--| | New York | NY | | 10005 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Robert Gilman | 561-771-0036 | | rgilman@mavenstrategic.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in t his f iling*<br>Sanville & Company | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 2617 Huntingdon Pike | Huntingdon Valley PA | | 19006 | | | (Address) | (City) | (Stat e) | (Zip Code) | | | 09/18/2003 | 169 | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | \* Claims for exemption from the requirement t hat t he annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as t he basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applica ble. **Persons who are to respond to the collection of in…Read the full text as markdown