Full text of CARDINAL CAPITAL MANAGEMENT LLC's X-17A-5 filed 2020-02-26 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **FINANCIAL STATEMENTS AND SUPPLEMENTARY SCHEDULES PURSUANT TO SEC RULE 17a-5(d)** **December 31, 2019 AVAILABLE FOR PUBLIC INSPECTION** {1}------------------------------------------------   - - - - - - - - - - - - - - - - {2}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549** #### **OMB APPROVAL OMB Number: 3235-0123** Expires: August 31, 2020 Estimated average burden hours per response ..........12.00 **SEC FILE NUMBER** **8-67680** #### **ANNUAL AUDITED REPORT FORM X-17A-5 PART lll** **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** REPORT FOR THE PERIOD BEGINNING **01/01/2019** AND ENDING **12/31/2019 MM/DD/YY MM/DD/YY** # **A. REGISTRANT IDENTIFICATION** NAME OF BROKER-DEALER: (No. and Street) **CARDINAL CAPITAL MANAGEMENT, LLC** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | 425 S. Financial Place, Suite 1075 | | | | |--|------------------------------------|--|--|--| |--|------------------------------------|--|--|--| | Chicago | Illinois | 60605 | | |---------|----------|------------|--| | (City) | (State) | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT **Steven Arthur Kaplan (312) 932-8006** # **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* # **Ryan & Juraska, LLP, Certified Public Accountants** (Name – if individual, state last, first, middle name) | 141 West Jackson Boulevard, Suite 2250 | Chicago | Illinois | 60604 | |----------------------------------------|---------|----------|------------| | (Address) | (City) | (State) | (Zip Code) | # **CHECK ONE:** [ X ] Certified Public Accountant [ ] Public Accountant [ ] Accountant not resident in United States or any of its possessions. FOR OFFICIAL USE ONLY \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2). **OFFICIAL USE ONLY FIRM ID. NO.** (Area Code – Telephone No) {3}------------------------------------------------ # RYAN & JURASKA LLP Certified Public Accountants 141 West Jackson Boulevard Chicago,…Read the full text as markdown