Full text of NGC FINANCIAL, LLC's X-17A-5 filed 2025-08-25 (period 2025-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND **EXCHANGE** COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ### **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-67699 | | **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | AND ENDING 06/30/25<br>FILING FOR THE PERIOD BEGINNING 07/01 /24 | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------|--------------------------------------------|---------|-----------------------|--| | | MM/00/YY | | | MM/00/YV | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME oF FIRM: NGC Financial, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Major security-based swap participant<br>0 Broker-dealer<br>D Security-based swap dealer<br>□ Check here If respondent Is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 36-01 208th Street | | | | | | | | (No. and Street) | | | | | | Bayside | | New York | | 11361 | | | (City) | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Neil G Carousso | | 718-423-1100 | | neil@ngcfinancial.com | | | (Name) | | (Area Code -Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Davila Advisory, LLC | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 10135 Manchester Rd, Suite 206 St. Louis | | | MO | 63122 | | | (Address) | (City) | | (State) | (Zip Code) | | | 11/21/2019 | | | 6667 | | | | (Date of Registration with PCAOB)(lf applicable) | | (PCAOB ReRistration Number, if aoolicable) | | | | **FOR OFFICIAL USE ONL V** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of In…Read the full text as markdown