Full text of BLAYLOCK VAN, LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** • | ANNUAL REPORTS | | | | | | | |----------------|--|--|--|--|--|--| | FORM X-17A-5 | | | | | | | | PART Ill | | | | | | | | 0MB APPROVAL | |---------------------------| | 0MB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response:<br>12 | SEC FILE NUMBER 8-67721 | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | |-----------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|-----------------------------------------|----------------------------------------|--|--| | AND ENDING 12/31 /22<br>FILING FOR THE PERIOD BEGINNING 01/01/22 | | | | | | | | MM/DD/YY | | MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: Blaylock Van, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>!!i!l Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 600 Lexington Ave, 3rd Floor | | | | | | | | (No. and Street) | | | | | | New York | NY | | 10022 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Eric Van Standifer | 510-268-4844 | | estandifer@brv-llc.com | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Banks, Finley, White & Co. | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 617 Thirty-Seventh Street South Birmingham | | AL | 35222 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/22/2003 | | 546 | | | | | rte of<br>'""""~" with PCAOB)(;f appl;o,ble] | | | (PCAOB Re~''""'" N,mbe,, ;f apphcable] | | | | | FOR OFFICIAL USE ONLY | | I | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the…Read the full text as markdown