PARKMAN WHALING SECURITIES LLC X-17A-5 (2018-02-26) — Broker-dealer annual report

Full text of PARKMAN WHALING SECURITIES LLC's X-17A-5 filed 2018-02-26 (period 2017-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: PARKMAN WHALING SECURITIES LLC
• Form: X-17A-5
• Filed: 2018-02-26
• Period: 2017-12-31
• Accession: 0001413492-18-000001
• CIK: 1413492
• File #: 8-67723
• Material weakness: No
• Auditor: Harper & Pearson Company, P.C.
• Auditor location: Houston, TX
• Contact: Brandon P. Baudin
• Phone: 713-333-8400
• Signed by: Brandon P. Baudin (Chief Compliance Officer)

Document text (excerpt)

X-17A-5 0001413492 XXXXXXXX LIVE true false false 01-01-2017 12-31-2017 Broker-dealer N PARKMAN WHALING SECURITIES LLC 600 TRAVIS STREET SUITE 600 HOUSTON TX 77002 Brandon P. Baudin 713-333-8400 Harper & Pearson Company, P.C. One Riverway, STE 1900 Houston TX 77056 Certified Public Accountant Brandon P. Baudin PARKMAN WHALING SECURITIES LLC 12-31-2017 Brandon P. Baudin Chief Compliance Officer Y

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• X-17A-5 — 2024-02-23
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• X-17A-5 — 2022-02-28
• X-17A-5 — 2021-02-26
• X-17A-5 — 2020-02-27
• X-17A-5 — 2019-02-26
• X-17A-5 — 2017-02-27
• X-17A-5 — 2016-02-26
• X-17A-5 — 2015-02-27
• X-17A-5 — 2014-02-28
• X-17A-5 — 2013-02-27
• X-17A-5 — 2012-02-28

Original filing on SEC EDGAR (source of record)