Full text of SPEARHEAD CAPITAL, LLC's X-17A-5 filed 2021-12-28 (period 2021-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNlTED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31 , 2020 Estimated average burden hours per response ...... . 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | | SEC FILE NUMBER | | |--|-----------------|--| **8-67736** **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PElUOD BEGINNING | 10/1/2020<br>-----MM/--D-D_/Y_Y_____ | AND ENDING | | ------MM--/-D_D_/Y_Y _____<br>9/30/2021<br>_ | | | |--------------------------------------------------------------------------|--------------------------------------------------------|------------|----------------|----------------------------------------------|--|--| | | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF BROKER-DEALER: | Spearhead Capital, LLC | | | OFFICIAL USE ONLY | | | | ADDRESS OF PRJNCJPAL PLACE OF BUSJNESS: (Do not use P.O. Box No.) | | | | FIRM I.D. NO. | | | | 12012 South Shore Blvd., Suite 112 | | | | | | | | | (No. and Street) | | | | | | | Wellington | FL | | 33414 | | | | | (City) | (State) | | (Zip Code) | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT JN REGARD TO Tl-US REPORT | | | | | | | | Todd Walters | | | (561) 801-7302 | | | | | | | | | (Area Code - Telephone Number) | | | | | B. ACCOUNT ANT TDENTIFICA TION | | | | | | | lNDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained on this Report* | | | | | | | | DeMarco Sciaccotta Wilkens & Dunleavy, LLP | | | | | | | | | (Name - if indjvidual, state last, first, middle name) | | | | | | | 20646 Abbey Woods Ct N, Suite 201 | Frankfo11 | | TL | 60423 | | | | (Address) | (City) | | (State} | (Zip Code) | | | | CHECK ONE: | | | | | | | | [R]<br>Certified Public Accountant | | | | | | | | D<br>Public Accountant | | | | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | \* *Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountanl must he supported by a statement of facts and circumstances relied on as the basis for the exemption. See 240. ! 7a-5(e)(2).* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the…Read the full text as markdown