Full text of ALPINA CAPITAL, LLC's X-17A-5 filed 2026-03-23 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Audit of Financial Statements December 31, 2025 {1}------------------------------------------------ UNTTEDSTATES SECURITIES Al{D EXCHAIIGE COMMISSION Weddntton, D.C. 20549 | ANNUAT REPORTS | |----------------| | FORM X-17A-5 | | | | OMB leltrbg:32:15.0123 | | |-------------------------------------------------|--| | Expfcs: ilq.30, 2(125<br>E*tn\$cd rvertp brrdcn | | | l nrspcrrcsporce: 12 | | | | | SEC FII..E NUMBER # PART III | FORM X-17A-5<br>PART III | | | | 8-67753 | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------|--|----------------------------------------------------------|-----------------|------------------------------------------|--| | | | | | | | | lnformatlon Rrgulrod Rrrsu.nt to Ruhs 17e-5, 17ll2,.ad 18.-7 und.r tho Socurlths Ercheryc Act of l9:!4 | | FACING PA6E | | | | | FIUNG FOR rHE PERToD BEGTNN]NG 01101125 | | | | 12131125 | | | AND ENDING<br>MM/DD/YY | | | MM/DDAY | | | | | | A REGISIRANT IDENN FICANON | | | | | Alpina Capital, LLC<br>NAME OF FIRM: | | | | | | | TYPE OF REGISTRANT (chcck all appliceble boxes):<br>E Broker-dceler n Sccurity-bescd swap dcalcr<br>E Checl here if respordent is also an OTC deriv*ives dealer | | | | tr Major sccurity-based swap perticipant | | | ADDRESS OF PRINCIPAI PIACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 55 Madison Street, Suite 525 | | | | | | | | | (ltb. a.d Streetl | | | | | Denver | | Colorado | | 80206 | | | (Cty) | | (statel | | (Zp Code) | | | PERSON TO CONTACT W]TH REGARD TO THIS TILF*G | | | | | | | Soden<br>Scott | | 303-883-2552 | | scottsoden @ alpinacapital.com | | | (Name) | | (Area Code - Telephone Number) | (Email Addressl | | | | | | B. ACCOUNTANT IDENNHCATION | | | | | INDEPENDENT PUBIIC ACCOUNTAI.IT whorc rcportr erc contrincd in this filiry+ | | | | | | | Mauldin & Jenkins, LLC | | | | | | | 5100 Village Walk, Suite 300 Covington | | (ilame - if hdividual, state last, ftrst and midde name) | LA | 70433 | | (Address) 1011412003 (crtyl (State) (Zp Code) 669 FOR OFFICIAT USE ONLY ' Claimr for exernption frorn the requirernent ttra,t the annual reports be covered by the reports of an independent public accourtant must be supported by a statement of facts and circumstances relied on as ttre basis of the exemption' See 17 Cf R 240.17a-5(el(1Xia), if applicaHe. Potronr who rrc to ropona to th. colbctbn of frlo…Read the full text as markdown